Finding 845 (2023-001)

-
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2023-10-27
Audit: 1594
Organization: Reach Out II Apartments, Inc. (AR)

AI Summary

  • Core Issue: $504.00 of tenant rental revenue was lost due to suspected theft by the property manager.
  • Impacted Requirements: Management is not compliant with The Uniform Guidance, which mandates accurate controls to prevent tenant revenue theft.
  • Recommended Follow-Up: Continue monitoring the updated internal controls where Finance staff now handle rent deposits to prevent future issues.

Finding Text

Criteria: The Uniform Guidance requires HUD Projects to maintain accurate controls to prevent and detect tenant revenue theft. Condition: Management lost $504.00 of tenant rental revenue due to suspected theft by property manager. Effect: Management of Reach Out II Apartments, Inc. is not in compliance with The Uniform Guidance provided to HUD Projects, and $504.00 of tenant revenue is unaccounted for. Cause: Reach Out II Apartments, Inc.’s controls were not sufficient enough to prevent and detect theft of tenant revenue. The rent collection policy was incompatible with operations. Questioned Costs: None Recommendations: Per discussion with management, management has updated internal controls to mitigate the risk of repetition. The property manager collects the ren revenue from the tenants, but is no longer allowed to deposit the rent. The rent is brought to Finance, where it is properly checked, recorded, and deposited by a Finance staff member. We recommend following the updated internal controls management has already put in place. Name of Contact Person: Teri Zaner, Finance Director Management Response: Management is continuously evaluating internal controls to mitigate the risk of repetition. Internal controls have been updated to reflect this initiative. Corrective Action Plan: Going forward, management will continue to implement new internal controls that allow for better segregation of duties and monitoring of tenant revenue. This issue has corrected itself, thus we anticipate no further action on behalf of management.

Corrective Action Plan

Corrective Action Plan: Going forward, management will continue to implement new internal controls that allow for better segregation of duties and monitoring of tenant revenue. This issue has corrected itself, thus we anticipate no further action on behalf of management.

Categories

Internal Control / Segregation of Duties Subrecipient Monitoring HUD Housing Programs

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.181 Supportive Housing for Persons with Disabilities $930,100
14.856 Lower Income Housing Assistance Program_section 8 Moderate Rehabilitation $77,825