Finding 8372 (2022-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2024-01-12

AI Summary

  • Core Issue: Vendors were not verified against suspension or debarment lists before grant expenditures.
  • Impacted Requirements: Non-federal entities must not contract with suspended or debarred parties.
  • Recommended Follow-up: Implement controls to verify vendors against sam.gov to ensure compliance.

Finding Text

Criteria: Non-federal entities are prohibited from contracting with or making subawards under covered transactions to parties that are suspended or debarred. Condition: During our testing of 60 grant expenditures, we were not able to view documentation that vendors had been reviewed to verify they were not suspended or debarred from the federal government. After additional analysis, it was deemed all vendors were permitted and resulted in no questioned costs. Cause: Internal controls over suspension and debarment are inadequate. Effect: Grant funds could be used to pay vendors who are suspended or debarred. Recommendation: We recommend the Organization established controls over suspension and debarment, including comparing the suspended and debarred vendors to the listing at sam.gov. View of Responsible Officials: Management agrees with this finding and internal controls are being implemented to address this issue.

Corrective Action Plan

Management agrees with this finding and internal controls are being implemented to address this issue.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 584814 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.788 Opioid Str $823,627