Finding 8296 (2023-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-01-11

AI Summary

  • Core Issue: The District failed to secure a contract for a $2,000+ HVAC project, violating the Davis-Bacon Act and Copeland “Anti-Kickback” Act.
  • Impacted Requirements: Contractors were not held to pay prevailing wages or report violations, leading to noncompliance with KSDE regulations.
  • Recommended Follow-Up: Use KSDE’s checklist for contracts and implement a secondary review by a board-appointed individual to ensure compliance.

Finding Text

Finding 2023-001 SIGNIFICANT DEFICENCY AND MATERIAL NONCOMPLIANCE Special Tests Criteria: When contracting with a contractor for amounts greater than $2,000 the District is required to observe the Davis-Bacon prevailing wage requirements. The Davis-Bacon Act and Kansas State Department of Education (KSDE) requires the District to following a specific set of requirements. Per KSDE’s “Capital Improvement and Construction with Federal Funds” handout: • Contractors must be required to pay wages to laborers and mechanics at a rate not less than the prevailing wages specified in a wage determination made by the Secretary of Labor. • Contractors must be required to pay wages not less than once a week. • District must place a copy of the current prevailing wage determination issued by the Department of Labor in each solicitation. • Contract must also include a provision for compliance with the Copeland “Anti-Kickback” Act (40 U.S.C. 3145), • District must report all suspected or reported violations to the Federal awarding agency. Condition: While performing the special tests, as required by May 2023 Compliance Supplement, set forth by the Executive Office of the President Office of Management and Budget, it was discovered the District did not obtain a contract with Johnson Controls, Inc. for the heating, ventilation, and air-condition (HVAC) construction project. The absence of a contract corresponds to the violation of the Davis-Bacon Act clause and a provision for compliance with the Copeland “Anti-Kickback” Act. Without the legal requirement to follow the Davis-Bacon Act, the contractor was not required to pay wages to laborers and mechanics at a rate not less than the prevailing wages specified in a wage determination made by the Secretary of Labor and pay wages not less than once a week. Cause: Management relied on the contractor’s assurance of their adherence to KSDE’s requirements for construction contracts. Effect: The District did not comply with the Davis-Bacon prevailing wage requirements as set out by KSDE. The contractor was not required to pay their laborers and mechanics at a rate not less than the prevailing wages specified in a wage determination made by the Secretary of Labor. Questioned Costs: None Recommendations: The District should utilize the KSDE’s provided checklist for construction contract and not rely on a non-District individual for compliance. A board appointed individual should provide a secondary review to ensure all requirements are met for all construction contracts being paid with federal funds. Views of Responsible Officials and Planned Corrective Actions: The District agrees with the finding. See separate document for planned corrective actions.

Corrective Action Plan

Finding 2023-001 Recommendations: The District should utilize the KSDE’s provided checklist for construction contract and not rely on a non-District individual for compliance. A board appointed individual should provide a secondary review to ensure all requirements are met for all construction contracts being paid with federal funds. Action Taken: We agree with the recommendation. Our targeted implementation date is March 2024.

Categories

Special Tests & Provisions

Other Findings in this Audit

  • 584738 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $862,055
10.555 National School Lunch Program $154,647
84.010 Title I Grants to Local Educational Agencies $100,737
84.358 Rural Education $47,789
10.553 School Breakfast Program $37,769
10.559 Summer Food Service Program for Children $19,076
84.424 Student Support and Academic Enrichment Program $15,175
84.367 Improving Teacher Quality State Grants $14,353
84.365 English Language Acquisition State Grants $12,265
93.079 Cooperative Agreements to Promote Adolescent Health Through School-Based Hiv/std Prevention and School-Based Surveillance $75