Finding 824080 (2022-001)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-04-10

AI Summary

  • Core Issue: One tenant's social security income and another's medical expenses were inaccurately reported on Form HUD-50059.
  • Impacted Requirements: Internal controls for verifying eligibility and maintaining documentation were inadequate, risking incorrect housing assistance payments.
  • Recommended Follow-Up: Implement procedures to ensure accurate completion of HUD-50059 forms and maintain necessary documentation in tenant files.

Finding Text

Criteria: Organizations operating the Section 8 Housing Assistance Payment Program are required to maintain sufficient internal controls to ensure compliance with eligibility requirement. Condition: 1) 1 of the 40 tenants selected for testing had an incorrect amount reported for social security income on Form HUD-50059. 2) 1 of the 40 tenants selected for testing had an amount reporting for medical expenses on Form HUD-50059 that was not supported by documentation in the tenant?s file. Cause: Procedures to ensure that the required information and documentation were obtained and maintained did not exist. Effect: The housing assistance payments and tenant payments may potentially be incorrect. Auditor's Recommendation: We recommend that an internal control procedure be implemented to ensure that all HUD-50059 forms are completed accurately and all required information is obtained and maintained within the tenant files. Views of Responsible Officials and Planned Corrective Action: 1) Management will meet with the tenant to properly investigate causation for the finding noted above. Pending the outcome of the investigation, Management will correct the July 2022 Annual Certification with the expectation of correcting the income used to tabulate the tenant?s level of rental assistance, the tenant will not be charged for the error, and HUD will be reimbursed for subsidy accordingly. 2) Management removed the active medical expense from the expense tab on the management software. The medical expenses do not impact the level of rental assistance since the amount did not exceed 3 percent of the tenant?s household income. Nevertheless, Management reclassified the medical expense as inactive to ensure the medical expense is not part of the future certifications.

Categories

HUD Housing Programs Eligibility Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 247638 2022-001
    Significant Deficiency
  • 247639 2022-002
    Significant Deficiency
  • 824081 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.129 Mortgage Insurance_nursing Homes, Intermediate Care Facilities, Board and Care Homes and Assisted Living Facilities $7.28M
14.314 Assisted Living Conversion for Eligible Multifamily Housing Projects $6.05M
14.195 Section 8 Housing Assistance Payments Program $3.79M