Finding 812705 (2022-001)

Material Weakness Repeat Finding
Requirement
ABCEHI
Questioned Costs
-
Year
2022
Accepted
2023-07-02

AI Summary

  • Core Issue: The District lacks adequate segregation of accounting functions due to a limited number of personnel.
  • Impacted Requirements: This situation increases the risk of material misstatements and makes fraudulent activities easier to commit.
  • Recommended Follow-Up: Conduct a cost-benefit analysis on hiring additional staff to improve segregation of duties in the accounting system.

Finding Text

2022-001 Inadequate segregation of accounting functions Criteria: A strong internal control system requires the segregation of responsibilities between different individuals responsible for separate major areas of the accounting system. Condition: Due to the small number of accounting personnel, the District did not have adequate segregation of functions within its accounting system. Cause: The failure to design and implement policies and procedures necessary to achieve adequate internal control led to this condition. Effect: The likelihood that a material misstatement will not be prevented or detected and corrected on a timely basis is increased. The perpetration of fraudulent activity is easier to achieve under this condition. Recommendation: An analysis of the benefits that would be obtained by adequately segregating functions within the accounting system and the costs to employ additional individuals to achieve adequate segregation should be performed. Views of Responsible Officials and Planned Corrective Actions: This information is in the District?s separate Management?s Corrective Action Plan for Current Year Findings.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
15.435 Gomesa $14.54M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $544,315