Finding 7898 (2023-003)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-01-08

AI Summary

  • Core Issue: The District lacks proper controls for preparing and approving quarterly "historical expenditure reports," leading to potential inaccuracies in reported expenditures.
  • Impacted Requirements: Noncompliance with reporting requirements as outlined by the Department of Education, risking overstated expenditures and excess funding reimbursements.
  • Recommended Follow-Up: The superintendent should regularly review and approve reports and documentation before submission, ensuring all approvals are manually signed and dated.

Finding Text

United States Department of Education Education Stabilization Fund- CFDA #84.42D/84.425U/84.425W Finding:2023-003 Noncompliance with Reporting Requirements Criteria: Per the compliance supplement, the "ESSER Grantees must submit an annual performance report with data on expenditures, planned expenditures, subrecipients, and uses of funds, including for mandatory reservations." Internal controls should be in place to provide reasonable assurance that "historical expenditure reports" filed with the Illinois State Board of Education agree and reconcile to actual expenditures incurrend and paid by the Distric. Condition: The District has inadequate controls over preparing, reviewing and approving quarterly "historical expenditure reports" filed with the Illinois State Board of Education. Context: Quarterly "historical expenditure reports" filed with the State Board of Education were not reconcilied to the District's general ledger or other supporting documentation. Effect: Program exependitures may be overstated on the "historical expenditure reports" submitted to the Illinois State Board of Education and result in excess funding reimbursements. Cause: The "Historical Expenditure Summary Report" is prepared by one employee and isnot reviewed an approved for accuracy prior to its electronic submission. Recommendation: The superintendent should review and approve quarterly "historical expenditure reports" and supporting documentaion on a regular basis prior to electronic submissions. Corresponding documents should be manually signed and dated to indicate approval. Management's response: The District has started implementing the recommended controls in fiscal year 2023 and intends to fully implement recommendations in FY2024.

Categories

Subrecipient Monitoring Cash Management Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 7897 2023-003
    Significant Deficiency Repeat
  • 584339 2023-003
    Significant Deficiency Repeat
  • 584340 2023-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $22,558
10.555 National School Lunch Program $18,231
84.027 Special Education_grants to States $13,808
84.358 Rural Education $12,866
93.778 Medical Assistance Program $11,976
10.553 School Breakfast Program $5,219
84.048 Career and Technical Education -- Basic Grants to States $3,885
10.582 Fresh Fruit and Vegetable Program $3,229
84.173 Special Education_preschool Grants $1,306
84.425 Education Stabilization Fund $821
10.649 Pandemic Ebt Administrative Costs $628