Finding 755558 (2022-001)

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Requirement
L
Questioned Costs
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Year
2022
Accepted
2023-03-16
Audit: 176879
Organization: Saugus Union School Distict (CA)
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: The District failed to provide adequate documentation for weekly reports required by the grant agreement, specifically for Antigen tests and total positive tests.
  • Impacted Requirements: Weekly and monthly reporting obligations under Section 4.2.4 of the grant agreement with LACOE were not met, affecting the validation of submitted data.
  • Recommended Follow-Up: The District should improve record-keeping practices to ensure compliance with reporting requirements and avoid potential financial repercussions.

Finding Text

Federal Program: COVID-19: Epidemiology and Laboratory Capacity for Infectious Diseases Assistance Listing Number: 93.323 Federal Agency: U.S. Department of Human Services Pass-Through Entity: Los Angeles County Office of Education Criteria or Specific Requirements Under the sub-granting conditions and grant agreement between the District and the Los Angeles County Office of Education (LACOE), the District is required to perform the following under Section 4.2.4 of the grant agreement: ? Submit weekly progress reports and monthly financial reports to LACOE. The report will include the following information: o Total enrollment o Number of individuals tested (student and staff) o Number of testing locations o Number of tests ? PCR (total and positive tests) o Number of tests ? Antigen (total and positive tests) o Total positive tests o Description of program activities o Other indicators that may arise to ascertain program progress Condition The District did not have sufficient supporting evidence to document its weekly submission of the reports required under Section 4.2.4 of the grant agreement. Specifically, the District was unable to provide documents to support the number of tests (Antigen) and the total positive tests reported. Questioned Costs There were no questioned costs associated with the condition identified. Context The condition was identified as a result of our examination on weekly report created by the District under Section 4.2.4 and through inquiry with District?s personnel. Effect Due to the condition identified, we were unable to validate the accuracy of the weekly reports submitted to LACOE, as required under Section 4.2.4 of the grant agreement. Cause The condition appears to have materialized due to the District insufficiently maintaining its supporting files required under the grant agreement. Repeat Finding No. Recommendation The District should ensure records are sufficiently maintained with respect to all compliance reporting requirement. Failure to maintain supporting documents for grants would potentially lead to questioned costs that can require the District to return program funds to the sponsoring entity.

Categories

Subrecipient Monitoring Reporting

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $1.51M
84.010 Title I Grants to Local Educational Agencies $649,882
84.027 Special Education_grants to States $411,453
84.181 Special Education-Grants for Infants and Families $256,517
84.425 Education Stabilization Fund $195,904
84.365 English Language Acquisition State Grants $175,005
84.173 Special Education_preschool Grants $67,052
84.424 Student Support and Academic Enrichment Program $47,308
84.367 Improving Teacher Quality State Grants $22,612
10.665 Schools and Roads - Grants to States $15,426