Finding 7381 (2022-007)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2024-01-04
Audit: 9524
Organization: Change, Inc. (MN)
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: A report was submitted using a cash basis instead of the required accrual basis, indicating a material weakness in internal controls.
  • Impacted Requirements: Internal control procedures must ensure accurate reporting for federal financial assistance, specifically for the YouthBuild program.
  • Recommended Follow-Up: Review reporting procedures with staff to ensure compliance with the accrual basis and maintain proper documentation.

Finding Text

Department of Labor, YouthBuild Federal Financial Assistance Listing # 17.274, 2020-2023 Compliance Requirement: Reporting Type of Finding: Material Weakness in Internal Controls Over Compliance and Material Noncompliance Criteria: Internal control procedures should ensure the required basis of reporting be used for all required reports. Condition: For one report submission, the balances reported for federal share of expenditures and total administrative expenditures were reported on a cash basis rather than the required accrual basis. Cause: The Organization has designed internal controls over these areas; however, the controls did not operate as designed. Effect: The error led to incorrect amounts being reported to the Department of Labor. Questioned Costs: None reported. Context/Sampling: A nonstatistical sample of three reports out of eight were selected for testing. One report was prepared using the incorrect basis of accounting. Repeat Finding from Prior Years: Yes Recommendation: We recommend the procedures related to reporting be reviewed with applicable program employees to ensure the reports are submitted under the proper accrual basis and the documentation is retained. Views of Responsible Officials: Management is in agreement with this finding.

Corrective Action Plan

This was a finding on our most recent audit as well (2021-007). Throughout FY23, we worked with our FPO and the Department of Labor to better understand the requirement and have adjusted our procedure as required. All errors have been corrected as of December 31, 2022.

Categories

Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 7379 2022-003
    Material Weakness Repeat
  • 7380 2022-005
    Significant Deficiency Repeat
  • 7382 2022-008
    Significant Deficiency Repeat
  • 7383 2022-009
    Significant Deficiency
  • 7384 2022-003
    Material Weakness
  • 7385 2022-004
    Material Weakness
  • 7386 2022-006
    Significant Deficiency
  • 7387 2022-006
    Significant Deficiency
  • 7388 2022-006
    Significant Deficiency
  • 7389 2022-003
    Material Weakness
  • 7390 2022-006
    Significant Deficiency
  • 7391 2022-006
    Significant Deficiency
  • 583821 2022-003
    Material Weakness Repeat
  • 583822 2022-005
    Significant Deficiency Repeat
  • 583823 2022-007
    Material Weakness Repeat
  • 583824 2022-008
    Significant Deficiency Repeat
  • 583825 2022-009
    Significant Deficiency
  • 583826 2022-003
    Material Weakness
  • 583827 2022-004
    Material Weakness
  • 583828 2022-006
    Significant Deficiency
  • 583829 2022-006
    Significant Deficiency
  • 583830 2022-006
    Significant Deficiency
  • 583831 2022-003
    Material Weakness
  • 583832 2022-006
    Significant Deficiency
  • 583833 2022-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
17.274 Youthbuild $630,388
10.559 Summer Food Service Program for Children $195,699
94.006 Americorps $99,212
93.104 Comprehensive Community Mental Health Services for Children with Serious Emotional Disturbances (sed) $80,108
84.010 Title I Grants to Local Educational Agencies $54,900
93.421 Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nation’s Health $39,665
97.032 Crisis Counseling $37,117
16.726 Juvenile Mentoring Program $34,840
93.498 Provider Relief Fund $26,192
17.259 Wia Youth Activities $10,083
10.555 National School Lunch Program $6,439
21.027 Coronavirus State and Local Fiscal Recovery Funds $3,785