Finding 71657 (2022-002)

-
Requirement
E
Questioned Costs
$1
Year
2022
Accepted
2023-03-30

AI Summary

  • Core Issue: Three students received more Direct Loan funds than allowed, violating federal eligibility rules.
  • Impacted Requirements: Aid exceeded financial need and aggregate loan limits, with questioned costs totaling $4,591 for the three cases.
  • Recommended Follow-Up: Refund overpayments to the Department of Education and implement corrective actions from finding 2022-003 to prevent future issues.

Finding Text

Information on the federal program: Student Financial Assistance Cluster; Direct Loans (Assistance Listing Number 84.268); United States Department of Education; Award Year 2021-22: Compliance Requirement ? Eligibility; Type of Finding: Questioned Costs. Criteria: 34 CFR 685.301 requires that total aid not be awarded in excess of the student?s financial aid or cost of attendance. 34 CFR 685.203(d) and (e) require aggregate loan limits not to exceed $31,000 for dependent undergraduate students. Condition: For three Direct Loans tested, students were over-awarded funds: two had negative unmet financial need and one exceeded the aggregate loan limit. Cause: Due to the internal control issues outlined in finding 2022-003 below, the awarding of Direct Loans was not reviewed as thoroughly as it should be. Effect: The three students affected received more in aid than allowed. Questioned Costs: Known questioned costs total $4,591: See Schedule of Findings and Questioned Costs for chart/table Projected out to the total population, likely questioned costs total $42,379. Context: Total Direct Loans in our 64-student federal student aid file testing: 53. Recommendations: Refund the overpayments to the Department of Education. Follow the recommendations in finding 2022-003 below to prevent further occurrences. Responsible Official?s Response and Corrective Action Planned: see corrective action plan.

Corrective Action Plan

Corrective Action: New student information system has processes in place that will prevent over awarding/over payments, assisting reduce human error. Contact Person: Duane Valencia, Assistant Financial Vice President Completion Date: Began School year 22-23, ongoing

Categories

Questioned Costs Student Financial Aid Eligibility Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 71653 2022-003
    Significant Deficiency
  • 71654 2022-003
    Significant Deficiency
  • 71655 2022-003
    Significant Deficiency
  • 71656 2022-003
    Significant Deficiency
  • 71658 2022-001
    - Repeat
  • 71659 2022-001
    - Repeat
  • 71660 2022-001
    - Repeat
  • 648095 2022-003
    Significant Deficiency
  • 648096 2022-003
    Significant Deficiency
  • 648097 2022-003
    Significant Deficiency
  • 648098 2022-003
    Significant Deficiency
  • 648099 2022-002
    -
  • 648100 2022-001
    - Repeat
  • 648101 2022-001
    - Repeat
  • 648102 2022-001
    - Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $4.20M
84.063 Federal Pell Grant Program $1.83M
84.031 Higher Education_institutional Aid $375,694
84.033 Federal Work-Study Program $153,141
84.425 Education Stabilization Fund $141,814
84.007 Federal Supplemental Educational Opportunity Grants $78,149