Finding 671 (2022-007)

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Requirement
AB
Questioned Costs
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Year
2022
Accepted
2023-10-25
Audit: 1234
Organization: Indianapolis Housing Agency (IN)
Auditor: Somerset CPAS

AI Summary

  • Core Issue: Inadequate documentation for payroll costs related to the Housing Choice Voucher program, violating 2 CFR 200.403 (g).
  • Impacted Requirements: Lack of supervisory review and approval of timecards, leading to noncompliance with internal controls.
  • Recommended Follow-Up: Ensure timecards are approved by direct supervisors, regularly review payroll records, and retain all supporting documentation.

Finding Text

Criteria: 2 CFR 200.403 (g) requires adequate documentation to be retained to support allowable activities/costs. Condition and Context: We selected a sample of 20 different payroll entries related to time allocated to the Housing Choice Voucher program and requested supporting documentation for costs allocated to the grant. Our sample was not statistically valid. We reviewed payroll summary reports and paycheck detail to various programs, but noted that there were no timecards available for review or approval for any selection. It was noted that the payroll administrator was reviewing and approving the timecards, rather than a direct supervisor over the Section 8 program. Additionally, management indicated that timecards and payroll reports were not universally available due to system limitations and employee turnover. Cause and Effect: As described in 2022-001 and 2022-003, the Agency has not maintained appropriate internal controls over compliance. Lack of appropriate supervisory review and approval, along with managements review of record retention resulted in the noncompliance. Recommendation: We recommend the review and approval of timecards be completed by a direct supervisor, that payroll records be regularly reviewed against timecards, and all supporting documentation for program costs be retained internally. Views of Responsible Officials and Planned Corrective Actions: The Agency agrees with the recommendation. See the Corrective Action Plan for the Agency’s response and planned completion date

Categories

Allowable Costs / Cost Principles HUD Housing Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 659 2022-003
    Material Weakness Repeat
  • 660 2022-004
    -
  • 661 2022-005
    Material Weakness Repeat
  • 662 2022-006
    - Repeat
  • 663 2022-007
    -
  • 664 2022-008
    - Repeat
  • 665 2022-009
    -
  • 666 2022-010
    -
  • 667 2022-003
    Material Weakness Repeat
  • 668 2022-004
    -
  • 669 2022-005
    Material Weakness Repeat
  • 670 2022-006
    - Repeat
  • 672 2022-008
    - Repeat
  • 577101 2022-003
    Material Weakness Repeat
  • 577102 2022-004
    -
  • 577103 2022-005
    Material Weakness Repeat
  • 577104 2022-006
    - Repeat
  • 577105 2022-007
    -
  • 577106 2022-008
    - Repeat
  • 577107 2022-009
    -
  • 577108 2022-010
    -
  • 577109 2022-003
    Material Weakness Repeat
  • 577110 2022-004
    -
  • 577111 2022-005
    Material Weakness Repeat
  • 577112 2022-006
    - Repeat
  • 577113 2022-007
    -
  • 577114 2022-008
    - Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $60.27M
14.872 Public Housing Capital Fund $2.27M
14.850 Public and Indian Housing $1.73M
14.879 Mainstream Vouchers $529,342
14.231 Emergency Solutions Grant Program $196,547
14.896 Family Self-Sufficiency Program $133,418