Finding 640525 (2022-004)

Significant Deficiency
Requirement
A
Questioned Costs
-
Year
2022
Accepted
2022-10-24

AI Summary

  • Core Issue: A student aid grant was applied to a student's account without the required written consent.
  • Impacted Requirements: Disbursements must go directly to students unless they provide affirmative consent to apply funds to their account.
  • Recommended Follow-Up: Implement controls to ensure compliance with disbursement rules and improve communication among staff.

Finding Text

2022-004 Student Aid Disbursements Criteria - Disbursements made under the student aid portion of the Education Stabilization Fund are required to be made directly to students. The Higher Education Emergency Relief Fund III Frequently Asked Questions, question #11 further states that Institutions may not use the emergency financial aid grants to satisfy a student?s outstanding account balance, unless it has obtained the student?s written (or electronic), affirmative consent. Condition - In 1 of 21 students selected for testing it was noted that a student aid grant was applied to a student?s account balance without written (or electronic), affirmative consent. Effect - As a result of this condition, the student was not given a direct payment for use as emergency relief in response to the effects of coronavirus. Cause - The cause of this noncompliance was a lack of sufficient communication among staff and a lack of prompt corrective action. Recommendation - We recommend the Institute establish controls and procedures to ensure student aid grant payments are made directly to students unless the Institute obtains student?s written (or electronic), affirmative consent to apply the funds to the student?s account. Response - There was some initial confusion over which account these funds were to be applied to. The fund administrator applied the funds to the student HEERF funds rather than the Institutional funds. Upon realization of where the funds originated, the financial aid and fiscal operations departments then generated election forms for students. Since this particular student was no longer enrolled at the college, the election form was not returned. Conclusion - Response accepted.

Categories

No categories assigned yet.

Other Findings in this Audit

  • 64082 2022-003
    Material Weakness
  • 64083 2022-004
    Significant Deficiency
  • 64084 2022-005
    Significant Deficiency
  • 64085 2022-005
    Significant Deficiency
  • 640524 2022-003
    Material Weakness
  • 640526 2022-005
    Significant Deficiency
  • 640527 2022-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $529,045
84.425 Education Stabilization Fund $269,755
84.063 Federal Pell Grant Program $157,808
84.007 Federal Supplemental Educational Opportunity Grants $20,021
84.033 Federal Work-Study Program $11,883