Finding 637842 (2022-003)

Significant Deficiency Repeat Finding
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2022-10-17

AI Summary

  • Core Issue: Tenant security deposits are not reconciled monthly, leading to record-keeping errors.
  • Impacted Requirements: Security deposits must be properly deposited and recorded as liabilities, with forfeitures moved to the operating account.
  • Recommended Follow-Up: Strengthen controls by ensuring monthly reconciliations of security deposit accounts with supporting documentation.

Finding Text

2022-003 Tenant Security Deposits Condition: Tenant security deposits are not being reconciled on a monthly basis. Criteria: Tenant security deposits collected should be deposited into the security deposit bank account and recorded to the general ledger as a security deposit liability. While tenant security deposit forfeitures should be transferred to the operating account and recorded as a forfeiture in the general ledger. Cause: Tenant security deposits are not being reconciled on a monthly basis. As a result, errors in the record keeping and reconciling of tenant security deposits have occurred. Effect: Ineffective controls over record keeping and recording of security deposits impose an increased risk of inaccurate reporting and misappropriation. Recommendation: Controls over record keeping and recording of tenant security deposits should be strengthened with an increased emphasis on reconciling security deposit accounts to supporting documentation on a monthly basis.

Categories

Reporting HUD Housing Programs

Other Findings in this Audit

  • 61400 2022-003
    Significant Deficiency Repeat
  • 61401 2022-004
    -
  • 637843 2022-004
    -

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $168,215