Finding 637745 (2022-002)

Significant Deficiency
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2023-05-31
Audit: 49907
Organization: The Home for Little Wanderers (MA)

AI Summary

  • Core Issue: Inadequate documentation and internal controls led to missing support for 1 invoice and discrepancies in 12 payroll items.
  • Impacted Requirements: Federal funds must be backed by proper documentation and effective controls for cost recording and review.
  • Recommended Follow-Up: Management should improve document retention and enhance practices for billing and payroll cost recording.

Finding Text

Finding ? Allowable Costs/Cost Principles and Reporting ? Emergency Solutions Grants Program, AL#14.231; June 30, 2022 Award Year; U.S. Department of Housing and Urban Development (HUD) Criteria or Specific Requirement Expenditures of Federal funds must be supported by appropriate documentation, along with internal controls over recording and review of costs and related invoicing. Condition Found Out of 40 invoices selected for testing relative to non-payroll costs, support for 1 invoice could not be located. Out of 19 payroll items tested, 12 selections had variances between the supporting documentation and the actual costs charged to the grant. An invoice submitted for reimbursement was found to contain supporting data from an invoice that had previously been submitted. On further review, appropriate support for these costs was located. Questioned Costs $8,279.87 ? known questioned costs. $34,313.82 ? likely questioned costs. Cause Controls over input and review of payroll costs, as well as controls over retention and review of supporting documentation, were not sufficient. Effect Correctness and accuracy of charges to grants could be affected. Recommendation Management should enhance its systems and practices with respect to document retention, billing and recording of payroll costs.

Categories

Questioned Costs Allowable Costs / Cost Principles Cash Management HUD Housing Programs Reporting

Other Findings in this Audit

  • 61303 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.231 Emergency Solutions Grants Program $1.10M
84.287 Twenty-First Century Community Learning Centers $1.06M
93.498 Covid-19 Provider Relief Fund $843,904
93.788 Opioid State Targeted Response $133,926
10.555 National School Lunch Program $113,496
14.267 Continuum of Care Program $92,283