Finding 637168 (2022-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-02-22

AI Summary

  • Core Issue: Inadequate controls were found for reviewing and approving grant reports, risking inaccurate submissions.
  • Impacted Requirements: Compliance with 2 CFR section 200.303 was not met, affecting the accuracy and completeness of financial reporting.
  • Recommended Follow-Up: Strengthen review and approval processes for grant reports before submission; corrective actions are expected by 1/31/23.

Finding Text

Item 2022-001 Reporting Education Stabilization Fund: Higher Education Emergency Relief Fund (HEERF) ALN # 84.425E, 84.425F, 84.425M, 84.425S U.S. Department of Education Federal Award #P425E201930, P425F200922, P425M201005, P425S210114 Federal Award Year - 2020 Criteria ? As specified in 2 CFR section 200.303 the non-Federal entity must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non- Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. Adequate controls must be in place to ensure proper expenditures are reported in the applicable reporting periods. Condition ? Adequate controls were not in place to review and approve grant reports for accuracy and completeness of the report prior to their submission to the grantor. Appropriate supporting documentation was not retained in order to reconcile the amounts reported on the HEERF I, II, & III Annual Performance Report Form to the College?s books of record. Cause ? Lack of sufficient controls over the review and approval of grant reports to ensure the accuracy and completeness of the report being submitted to the grantor. Effect ? Lack of proper review and approval for accuracy and completeness of reports can result in improper reporting which could lead to disallowed costs. However, our audit disclosed no instances of unallowable costs. Questioned Costs ? Not determinable. Recommendation ? We recommend the strengthening of controls to ensure the quarterly grant reports are reviewed and approved for accuracy and completeness prior to submission to the grantor. Management?s Response ? The College will strengthen the controls in place to provide assurance that proper review and approval of reports? accuracy and completeness is obtained on required grant reports prior to submission to the grantor. The Dean of Business Affairs will be responsible for this corrective action and anticipates completion of corrective action will be taken before 1/31/23.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 60720 2022-001
    Significant Deficiency
  • 60721 2022-002
    Significant Deficiency
  • 60722 2022-001
    Significant Deficiency
  • 60723 2022-002
    Significant Deficiency
  • 60724 2022-001
    Significant Deficiency
  • 60725 2022-002
    Significant Deficiency
  • 60726 2022-001
    Significant Deficiency
  • 60727 2022-002
    Significant Deficiency
  • 637162 2022-001
    Significant Deficiency
  • 637163 2022-002
    Significant Deficiency
  • 637164 2022-001
    Significant Deficiency
  • 637165 2022-002
    Significant Deficiency
  • 637166 2022-001
    Significant Deficiency
  • 637167 2022-002
    Significant Deficiency
  • 637169 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $9.27M
84.425 Covid-19: Education Stabilization Fund Higher Education Emergency Relief Funds - Institutional Aid $4.95M
84.425 Covid-19: Education Stabilization Fund Higher Education Emergency Relief Funds - Student Aid $4.54M
84.425 Covid-19: Education Stabilization Fund Higher Education Emergency Relief Funds - Saihe $1.74M
84.425 Covid:19 - Education Stabilization Fund Higher Education Emergency Relief Funds - Strengthening Institutions Program $817,371
84.042 Trio_student Support Services $719,686
84.031 Higher Education Institutional Aid $434,018
84.047 Trio_upward Bound $418,538
84.002 Adult Education - Basic Grants to States $379,423
84.048 Career and Technical Education -- Basic Grants to States $363,587
84.044 Trio_talent Search $301,992
84.007 Federal Supplemental Educational Opportunity Grants $174,857
84.033 Federal Work-Study Program $139,757
17.258 Wioa Adult Program $32,732
17.278 Wioa Dislocated Worker Formula Grants $25,516
17.259 Wioa Youth Activities $16,983
17.278 Covid-19: Wioa Dislocated Worker Formula Grants $7,243
17.268 H-1b Job Training Grants $960