Finding 637089 (2022-005)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2022
Accepted
2023-03-09

AI Summary

  • Core Issue: The Authority lacks an effective internal control process due to limited staffing, leading to a material weakness in managing allowable costs.
  • Impacted Requirements: Compliance with Public Housing program requirements is at risk because of insufficient segregation of duties and inadequate compensating controls.
  • Recommended Follow-Up: The Authority should explore feasible options to design and implement stronger internal controls to address these deficiencies.

Finding Text

Finding 2022-005: Internal Control Structure Public Housing - 14.850, Housing Choice Voucher ? 14.871 Material Weakness - Allowable Costs Repeat Finding: 2021-005. Criteria: The Authority is responsible for establishing an effective internal control process to ensure the Authority complies with the requirements governing Public Housing program. Condition: This past year, the Authority only consistently had two full-time administrative employees and a third position had been inconsistent. As a result, it made it difficult for the Authority to have controls beyond the Authority staff knowledge and compensating controls were not development to overcome the lack of segregation of duties. Specifically we noted a lack of segregation of duties over allowable costs as the Executive Director had to handle many of the duties by herself without compensating controls. Cause: The Authority had limited resources and staffing issues impacted the Authority during the year. Effect or Potential Effect: The control deficiencies are deficiencies that result in more than a reasonable possibility that material noncompliance with program requirements could occur and not be prevented or detected. Recommendation: The Authority should review how it could feasibly design and implement controls over these areas. View of the Responsible Officials of the Auditee: The auditee?s management agrees with the finding.

Categories

HUD Housing Programs Internal Control / Segregation of Duties Allowable Costs / Cost Principles Material Weakness

Other Findings in this Audit

  • 60647 2022-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $436,261
14.850 Public and Indian Housing $339,968
14.872 Public Housing Capital Fund $119,250