Finding 636535 (2022-001)

Material Weakness
Requirement
ABL
Questioned Costs
$1
Year
2022
Accepted
2022-10-19
Audit: 55901
Organization: Prairiestar Health Center, Inc. (KS)
Auditor: Forvis LLP

AI Summary

  • Core Issue: The Organization submitted a Provider Relief Fund report with inaccuracies, including $101,859 in questioned costs for incomplete capital projects.
  • Impacted Requirements: Reporting must adhere to 45 CFR 75.342 and ensure that only qualifying expenditures are claimed within the designated period.
  • Recommended Follow-Up: Enhance monitoring of policies and procedures to ensure accurate reporting and timely review before submission deadlines.

Finding Text

Provider Relief Fund and American Rescue Plan (ARP) Rural Distribution Assistance Listing Number 93.498 U.S. Department of Health and Human Services Criteria or Specific Requirement ? Reporting (45 CFR 75.342) and Activities Allowed/Unallowed and Cost Principles (Pub. L. No. 116-136, 134 Stat. 563 and Pub. L. No. 116-139, 134 Stat. 622 and 623) Condition ? The Organization is required to prepare and submit period-two Provider Relief Fund (PRF) reporting. This report is to be prepared using accurate financial information and submitted by the deadline established. Questioned Costs ? $101,859 ? calculated as the expenditures included on the PRF report for capital projects not completed by the end of the period of performance. Context ? The period two PRF report was tested. The Organization obligated the period two PRF funds received utilizing expenditures incurred to prevent, prepare for, and respond to coronavirus. In addition, the period two report also reflected lost revenues based on an alternative reasonable methodology. Effect ? The Organization applied expenditures to period two that did not meet the definition of a qualifying expenditure. Also, errors were made in reporting quarterly lost revenues. Cause ? The Organization charged a portion of provider relief funds for a capital facilities project. However, the Organization was unable to support that the capital project was completed before December 31, 2021, the end of the period of availability for period two PRF funds. In addition, the Organization did not identify certain patient service revenue adjustments to be included in the lost revenue calculation. Identification as a Repeat Finding ? Not a repeat finding. Recommendation ? Policies and procedures over the program should be monitored to ensure reporting is prepared using complete and accurate information and to ensure that allowable costs are charged in the correct period of performance. Views of Responsible Officials and Planned Corrective Actions ? During the 2022 audit of PrairieStar Health Center, Inc. our auditors found two instances of the PRF calculation being calculated incorrectly. The two instances were 1) having miscellaneous revenue adjustments in the actual calculation but not in the budget section of the lost revenue calculation and 2) not being able to directly identify if the capital project was completed before the period of availability for period two which is December 31, 2021. This has resulted in a finding in the current year financial statements audit. Management has evaluated the finding and reviewed whether any funds need to be repaid and evaluated its controls around future provider relief reporting cycles. It has been determined that even with the two errors identified lost revenues would have been sufficient to obligate the entire award. Therefore, we have determined no repayment is necessary. If allowed in future provider relief reporting periods, PrairieStar will correct the misreporting. In addition, management will ensure adequate time to review the provider relief reporting prior to the submission deadline in order to catch these oversights. Shandi Stallman, Chief Financial Officer, is the party that has overall responsibility for this corrective action. The anticipated completion date is expected to be March 2023.

Categories

Questioned Costs Allowable Costs / Cost Principles Period of Performance Reporting

Other Findings in this Audit

  • 60089 2022-002
    Significant Deficiency
  • 60090 2022-002
    Significant Deficiency
  • 60091 2022-002
    Significant Deficiency
  • 60092 2022-002
    Significant Deficiency
  • 60093 2022-001
    Material Weakness
  • 636531 2022-002
    Significant Deficiency
  • 636532 2022-002
    Significant Deficiency
  • 636533 2022-002
    Significant Deficiency
  • 636534 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $2.38M
93.527 Affordable Care Act (aca) Grants for New and Expanded Services Under the Health Center Program $1.98M
93.498 Provider Relief Fund and American Rescue Plan (arp) Rural Distribution $469,769
93.461 Covid-19 Testing for the Uninsured $114,502
93.526 Affordable Care Act (aca) Grants for Capital Development in Health Centers $113,300