Finding 636123 (2022-003)

Significant Deficiency
Requirement
EN
Questioned Costs
-
Year
2022
Accepted
2022-12-18
Audit: 55305
Organization: Ashwaubenon School District (WI)

AI Summary

  • Core Issue: The District lacks an independent review process for Title I eligibility reports, which is a significant deficiency in internal control.
  • Impacted Requirements: Uniform Guidance mandates that eligibility determinations for school attendance areas must be accurately controlled and reviewed.
  • Recommended Follow-Up: Implement procedures for an independent review of eligibility reports by a knowledgeable person before submission to ensure compliance.

Finding Text

Federal Agency: U.S. Department of Education Federal Program Name: Title I Assistance Listing Number ? 84.010 Federal Award Identification Number and Year: 2022-050182-DPI-TIA-141 and Year 7/1/21 ? 6/30/22 Pass-Through Agency: Wisconsin Department of Public Instruction Award Period: 7/1/21 ? 6/30/22 Type of Finding: Significant deficiency in internal control over compliance. Criteria or Specific Requirements: Uniform Guidance requires a District to determine which school attendance areas are eligible to participate in the program. The District should have control activities to ensure accurate determinations. Condition: It was noted that there is a lack of independent review of the eligibility reports submitted to the Wisconsin Department of Public Instruction by someone that did not prepare the reports. Context: While performing audit procedures, it was noted that the District does not have policies in place to ensure there is an independent review of eligibility reports for grants. Cause: The District does not have a system of internal controls in place to ensure Title I eligibility reports are reviewed by an independent person who did not prepare the reports. Questioned Costs: None. Repeat Finding: No. Effect: Eligibility criteria could be incorrectly analyzed and not detected by County personnel. Recommendation: We recommend the District implement procedures to ensure that someone knowledgeable of the grant requirements reviews the prepared eligibility reports prior to submission. Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with this finding and management has developed a plan to correct the finding.

Categories

Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 59681 2022-003
    Significant Deficiency
  • 59682 2022-004
    Significant Deficiency
  • 59683 2022-004
    Significant Deficiency
  • 636124 2022-004
    Significant Deficiency
  • 636125 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.027 Special Education_grants to States $757,647
93.778 Medical Assistance Program $295,678
84.010 Title I Grants to Local Educational Agencies $293,853
10.553 School Breakfast Program $231,243
10.558 Child and Adult Care Food Program $163,807
10.555 National School Lunch Program $146,972
59.075 Shuttered Venue Operators Grant Program $100,640
10.559 Summer Food Service Program for Children $76,508
84.367 Improving Teacher Quality State Grants $62,182
84.196 Education for Homeless Children and Youth $49,472
84.173 Special Education_preschool Grants $42,543
84.060 Indian Education_grants to Local Educational Agencies $32,250
84.424 Student Support and Academic Enrichment Program $27,726
84.048 Career and Technical Education -- Basic Grants to States $14,674
84.425 Education Stabilization Fund $7,797
84.365 Improving Teacher Quality State Grants $6,751
10.556 Special Milk Program for Children $3,864