Finding 635049 (2022-001)

Significant Deficiency
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2023-03-01
Audit: 54920
Organization: Whittier College (CA)
Auditor: Kpmg LLP

AI Summary

  • Core Issue: The College charged an unallowable cost of $635 to the HEERF grant, indicating a significant deficiency in internal controls.
  • Impacted Requirements: Institutions must ensure that all costs are allowable under federal guidelines for the Education Stabilization Fund, specifically for COVID-19 related expenses.
  • Recommended Follow-Up: Enhance internal controls and reconciliation procedures to prevent future unallowable costs from being charged to HEERF grants.

Finding Text

Finding 2022-001 Allowable Costs ? Significant Deficiency in Internal Control and Instance of Noncompliance Federal Program: Education Stabilization Fund ? COVID-19 ? Higher Education Emergency Relief Funds Federal Assistance Listing Number: 84.425F ? Higher Education Emergency Relief Fund (HEERF) - Institutional Aid Portion Federal Agency: Department of Education Award Year: July 1, 2021 ? June 30, 2022 Criteria: Institutions must demonstrate that costs incurred are allowable under the relevant statutory provisions and consistent with the purpose of the ESF ?to prevent, prepare for, and respond to coronavirus.? HEERF II, HEERF III, and HEERF I funds liquidated (spent) on or after December 27, 2020. Beginning December 27, 2020, any unused HEERF I Institutional Portion funds, new HEERF II Institutional Portion funds, HEERF III Institutional Portion Funds may be used to defray expenses associated with coronavirus (including lost revenue, reimbursement for expenses already incurred, technology costs associated with a transition to distance education, faculty and staff trainings, and payroll) and to make additional financial grants to students (CRRSAA Section 314(c)(1-3); ARP Section 2003). Condition and Context: During our testwork over 47 HEERF expenditures during the current year, we identified one expenditure that was not an allowable expenditure to the HEERF grant. Isolated or Systemic: Systemic. Cause and Effect: The College?s control failed in detecting timely that unallowable costs were charged to its HEERF grant. Questioned Costs: $635.00. Whether the sampling was a statistically valid sample: The sample was not intended to be, and was not, a statistically valid sample. Repeat Finding: No. Recommendation: We recommend that the College enhance its internal controls to ensure all expenditures charged to their HEERF grants are for allowable costs. View of Responsible Officials: As the $635.00 expenditure documentation was prepared correctly, but processed incorrectly, the College will strengthen its reconciliation procedures to ensure that only allowable expenditures are posted to the respective HEERF grant fund and that timely corrections are made.

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 58607 2022-001
    Significant Deficiency
  • 58608 2022-002
    Significant Deficiency
  • 635050 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $7.57M
84.038 Federal Perkins Loans Program $2.78M
84.063 Federal Pell Grant Program $2.25M
84.033 Federal Work-Study Program $526,107
84.007 Federal Supplemental Educational Opportunity Grants $367,143
84.425 Education Stabilization Fund $313,449
94.006 Americorps $1,639