Finding 628619 (2022-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2022-11-29
Audit: 49626
Organization: American Film Institute (CA)
Auditor: Singerlewak LLP

AI Summary

  • Core Issue: AFI failed to perform and document monthly reconciliations of Direct Loan funds as required by federal regulations.
  • Impacted Requirements: Noncompliance with 34CFR §685.300 (b)(5) regarding reconciliation of institutional records with Direct Loan disbursements.
  • Recommended Follow-Up: AFI should establish and document procedures to ensure monthly reconciliations are completed and reviewed properly.

Finding Text

2022-001: Direct Loan Reconciliations Finding Type: Internal control over compliance ? Significant deficiency and noncompliance Federal Program title and Assistance Listing Number: Federal Direct Student Loan (84.268). Criteria: In accordance with 34CFR ?685.300 (b)(5), a school must, on a monthly basis reconcile institutional records with Direct Loan funds received from the Department of Education and Direct Loan disbursement records submitted to the and accepted by the Department of Education. Condition: During the audit, AFI was unable to provide evidence that the reconciliations were performed on a monthly basis. Context: AFI disbursed $8,050,495 in Federal Direct Student Loans during the year. Questioned Costs: None Cause: AFI did not maintain the documentation to support compliance with 34CFR ?685.300 (b)(5). Effect: AFI was not able to demonstrate compliance with 34CFR ?685.300 (b)(5), Repeat finding: This is not a repeat finding. Recommendation: We recommend AFI implement procedures to ensure the required reconciliations performed on a monthly basis are evidenced with appropriate documentation of completion and review. Views of responsible officials and planned corrective actions: Please refer to the attached corrective action plan.

Categories

Student Financial Aid Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 52177 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $8.05M
45.149 Promotion of the Humanities_division of Preservation and Access $97,383
84.425 Education Stabilization Fund $91,000
45.024 Promotion of the Arts_grants to Organizations and Individuals $20,000