Finding 628382 (2022-002)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-09-07
Audit: 45317
Organization: Crosspurpose (CO)

AI Summary

  • Core Issue: The Organization lacks a procurement policy and procedures, risking non-compliance with federal regulations.
  • Impacted Requirements: Non-compliance with 2 CFR 200.318(a) and 2 CFR 200.214 regarding procurement and vendor eligibility.
  • Recommended Follow-Up: Implement internal controls for a competitive bidding process and vendor reviews for debarment before contracts are signed.

Finding Text

2022-002 Federal Agency: U.S. Department of Agriculture Federal Program Title: Supplemental Nutrition Assistance Program CFDA Number: 10.561 Award Period: December 1, 2019 through September 30, 2023 Type of Finding: ? Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: The Code of Federal Regulations 2 CFR 200.318(a) states, ?the non-Federal entity must have and use document procurement procedures, consistent with State, local, and tribal laws and regulations and the standards of this section, for the acquisition of property or services required under a Federal award or subaward.? In addition, per the Code of Federal Regulations 2 CFR 200.214, non-Federal entities are subject to the non-procurement debarment and suspension regulations. The regulations restrict awards, subawards, and contracts with certain parties that are debarred, suspended, or otherwise excluded from or ineligible for participation in Federal assistance programs or activities. Condition: During our testing, we noted the Organization had not adopted a procurement policy and no procurement procedures were performed in selecting contractors. Questioned Costs: None Cause: Procurement policies and procedures were not adopted by the Organization. Effect: The Organization may not have received a competitive bid for services, and may have engaged a suspended or debarred contractor. Repeat Finding: This is not a repeat finding. Recommendation: We recommend the Organization implement necessary internal controls to ensure a competitive bid process is performed, and all vendors are reviewed for suspension and debarment, prior to entering into contracts utilizing federal awards. These internal controls should also include a conflict-of-interest clause with all vendors within contract language. Views of responsible officials: Management agrees with the finding.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 51939 2022-001
    Material Weakness
  • 51940 2022-002
    Significant Deficiency
  • 51941 2022-003
    Significant Deficiency
  • 628381 2022-001
    Material Weakness
  • 628383 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $856,705
21.027 Coronavirus State and Local Fiscal Recovery Funds $346,379
93.558 Temporary Assistance for Needy Families $132,496
93.556 Promoting Safe and Stable Families $48,500