Finding 628293 (2022-003)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-02-27
Audit: 42773
Organization: North Central University (MN)

AI Summary

  • Core Issue: The University failed to accurately report student enrollment status to NSLDS, with discrepancies found in 36 out of 40 cases.
  • Impacted Requirements: Compliance with 34 CFR 682.610, which mandates timely updates on enrollment status and program length.
  • Recommended Follow-Up: The University should reassess its reporting procedures to ensure accurate and timely updates to NSLDS.

Finding Text

Federal Agency: U.S. Department of Education Federal Program Title: Student Financial Aid Assistance Listing Number: 84.063 ? Federal Pell Grant Program 84.268 ? Federal Direct Loans 84.007 ? Federal Supplemental Educational Opportunity Grants 84.033 ? Federal Work Study Program Award Period: June 1, 2021 to May 31, 2022 Type of Finding: ? Significant Deficiency in Internal Control Over Compliance; Other Matter Criteria or Specific Requirement: The Code of Federal Regulations, 34 CFR 682.610, states that institutions must report accurately the enrollment status of all students regardless of if they receive aid from the institution or not. Changes to said status are required to be reported within 30 days of becoming aware of the status change, or with the next scheduled transmission of statuses if the scheduled transmission is within 60 days. This includes the enrollment effective date and related enrollment status, which must be reported for both the Campus-Level and the Program-Level. In addition, at a minimum, schools are required to certify enrollment every 60 days, and respond within 15 days of the date that NSLDS sends a Roster file to the school or its third-party servicer. In addition, regulations require that an institution make necessary corrections and return the records within 10 days for any roster files that do not pass the NSLDS enrollment reporting edits. Condition: During our testing, we noted for 36 out of the 40 students tested, the published program date reported to NSLDS does not match the program length per the institution?s records. Questioned Costs: None Context: During our testing, it was noted the University does not have a process in place to ensure accuracy of NSLDS reporting. Cause: Error in reporting program length to NSLDS. Effect: The University did not comply with Department of Education?s regulations regarding enrollment reporting as well as the NSLDS system is not updated with the student information. Repeat Finding: Yes Auditors? Recommendation: We recommend the University reevaluate its procedures and review policies surrounding reporting status changes and other enrollment information to NSLDS to ensure timely and accurate reporting. Views of Responsible Officials: No Disagreement

Categories

Student Financial Aid Reporting Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 48431 2022-003
    Significant Deficiency Repeat
  • 48432 2022-004
    Significant Deficiency Repeat
  • 48433 2022-005
    Significant Deficiency Repeat
  • 48434 2022-005
    Significant Deficiency Repeat
  • 51844 2022-002
    Significant Deficiency
  • 51845 2022-003
    Significant Deficiency Repeat
  • 51846 2022-004
    Significant Deficiency Repeat
  • 51847 2022-002
    Significant Deficiency
  • 51848 2022-003
    Significant Deficiency Repeat
  • 51849 2022-004
    Significant Deficiency Repeat
  • 51850 2022-002
    Significant Deficiency
  • 51851 2022-003
    Significant Deficiency Repeat
  • 51852 2022-004
    Significant Deficiency Repeat
  • 51853 2022-002
    Significant Deficiency
  • 51854 2022-002
    Significant Deficiency
  • 624873 2022-003
    Significant Deficiency Repeat
  • 624874 2022-004
    Significant Deficiency Repeat
  • 624875 2022-005
    Significant Deficiency Repeat
  • 624876 2022-005
    Significant Deficiency Repeat
  • 628286 2022-002
    Significant Deficiency
  • 628287 2022-003
    Significant Deficiency Repeat
  • 628288 2022-004
    Significant Deficiency Repeat
  • 628289 2022-002
    Significant Deficiency
  • 628290 2022-003
    Significant Deficiency Repeat
  • 628291 2022-004
    Significant Deficiency Repeat
  • 628292 2022-002
    Significant Deficiency
  • 628294 2022-004
    Significant Deficiency Repeat
  • 628295 2022-002
    Significant Deficiency
  • 628296 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $5.12M
84.063 Federal Pell Grant Program $1.84M
84.425 Education Stabilization Fund $939,190
84.038 Federal Perkins Loan Program $599,597
84.033 Federal Work-Study Program $82,919
84.007 Federal Supplemental Educational Opportunity Grants $67,642