Finding 627389 (2022-003)

Material Weakness
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-10-01
Audit: 52757
Organization: McIntosh Senior Living (MN)
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: The Organization lacks a proper internal control system to prepare an accurate Schedule of Expenditures of Federal Awards.
  • Impacted Requirements: Financial reporting controls must ensure the Schedule is complete and accurate, especially when federal expenditure thresholds are met.
  • Recommended Follow-Up: Management should enhance awareness of financial reporting requirements and strengthen internal controls related to the Schedule preparation.

Finding Text

2022-003 Department of Agriculture Federal Assistance Listing #10.766 Community Facilities Loans and Grants Cluster Preparation of Schedule of Expenditures of Federal Awards Material Weakness in Internal Control Over Compliance - Other Criteria Proper controls over financial reporting include the ability to prepare the schedule of expenditures of federal awards (the Schedule) and accompanying notes to the Schedule. Condition The Organization does not have an internal control system designed to provide for a complete and accurate Schedule being audited. We were requested to assist in drafting the Schedule. Cause Auditor assistance with preparation of the Schedule is not unusual, as the Schedule as unique and specialized requirements and preparation is only required when the Organization meets a specified threshold of federal expenditures. Effect There is a reasonable possibility that the Organization would not be able to draft the Schedule that is correct without assistance of the auditors. Questioned Costs None reported. Context Sampling was not used. Repeat Finding from Prior Years No Recommendation While we recognize that this condition is not unusual for an organization with limited staffing, we recommend management be aware of the financial reporting requirements relating to the Organization?s Schedule and internal controls that impact financial reporting. View of Responsible Officials Management agrees with the finding.

Categories

Reporting Material Weakness Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 50947 2022-003
    Material Weakness
  • 50948 2022-004
    Material Weakness
  • 627390 2022-004
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.766 Community Facilities Loans and Grants $1.77M