Finding 626936 (2022-002)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-01-08
Audit: 52864
Organization: Sitka School District (AK)

AI Summary

  • Core Issue: Sitka School District failed to submit one of two required quarterly financial reports on time, violating grant agreement terms.
  • Impacted Requirements: Quarterly reports must be submitted within 30 days of the quarter's end to ensure compliance with federal funding guidelines.
  • Recommended Follow-Up: Implement stronger internal controls for reporting to prevent future compliance issues and ensure timely submissions.

Finding Text

Federal Agency: U.S. Department of Education Pass Through Agency: State of Alaska, Department of Education and Early Development Federal Programs: COVID 19- Education Stabilization Fund Assistance Listing Numbers: 84.425D/W/U Award Numbers: ER 22.SISD.01, AH 22.SISD.01 (State of Alaska), S4256210020 (U.S. Department of Education) Award Years: 2022 Type of Finding: Significant deficiency in internal control over compliance and noncompliance. Criteria: Reporting requirements state that quarterly financial reports must be submitted within 30 days of the end of the quarter. The Sitka School District is required to provide quarterly reimbursement request reports that contain program related costs incurred during the covered period. Condition and Context: Two quarterly reports were tested for the reporting requirements of the program. It was noted that the Sitka School District did not adhere to quarterly reporting requirements specified in the grant agreement. One of the two reports tested was submitted late. Cause: Lack of internal controls related to reporting requirements. Effect: The Sitka School District was not in compliance with reporting requirements which could cause a decrease in funding. This could also result in lack of reimbursement of expenditures already incurred by the program. Repeat Finding: This was not a repeat finding for this program, therefore we believe this to be an isolated issue to this program. Questioned Costs: None reported. Recommendation: We recommend that management put internal controls in place over reporting to ensure they comply with reporting requirements. Management Response: Management agrees with this finding, see Corrective Action Plan.

Categories

Cash Management Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 50494 2022-002
    Significant Deficiency
  • 50495 2022-002
    Significant Deficiency
  • 50496 2022-002
    Significant Deficiency
  • 626937 2022-002
    Significant Deficiency
  • 626938 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $641,388
84.010 Title I Grants to Local Educational Agencies $203,805
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $203,371
84.011 Migrant Education_state Grant Program $145,830
84.060 Indian Education_grants to Local Educational Agencies $140,854
10.553 School Breakfast Program $118,033
94.006 Americorps $100,000
84.367 Improving Teacher Quality State Grants $68,983
84.041 Impact Aid $60,816
84.048 Career and Technical Education -- Basic Grants to States $44,979
10.555 National School Lunch Program $29,266
84.424 Student Support and Academic Enrichment Program $21,163
10.582 Fresh Fruit and Vegetable Program $15,375
10.575 Farm to School Grant Program $14,219
10.579 Child Nutrition Discretionary Grants Limited Availability $12,719
84.027 Special Education_grants to States $8,000
84.173 Special Education_preschool Grants $6,337
45.310 Grants to States $6,000
45.025 Promotion of the Arts_partnership Agreements $4,553
84.365 English Language Acquisition State Grants $2,890
10.649 Pandemic Ebt Administrative Costs $614