Finding 626915 (2022-001)

Significant Deficiency
Requirement
I
Questioned Costs
$1
Year
2022
Accepted
2023-01-18
Audit: 50028
Organization: Town of Wolcott, Connecticut (CT)

AI Summary

  • Core Issue: The Board of Education failed to keep required documentation for small purchases from two out of seven vendors.
  • Impacted Requirements: This noncompliance violates 2 CFR Part 200, which mandates proper procurement documentation.
  • Recommended Follow-Up: The Board should adhere to the updated procurement policy and ensure all sole source vendor transactions are documented.

Finding Text

2022-001 Federal Agency: United States Department of Agriculture Federal Program Name: Child Nutrition Cluster Assistance Listing Number: 10.555/10.553 Federal Award Identification Number and Year: N/A Pass-Through Agency: State of Connecticut Department of Education Pass-Through Number(s): 12060-SDE64370-20560;12060-SDE64370-23085;12060-SDE64370-20508 Award Period: July 1, 2021, through June 30, 2022 Type of Finding: ? Significant Deficiency in Internal Control over Compliance ? Other Matters (Noncompliance) Criteria or specific requirement: 2 CFR Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (UG) requires compliance with the provisions of procurement, suspension, and debarment. Condition: During our testing, the Board of Education did not retain supporting documentation of required quotes for small purchases in accordance with UG for two of the seven vendors sampled. Questioned costs: $34,023 Context: Total expenditures for the program were $1,369,925. Cause: Expenditures were related to emergency purchases brought about by supply chain issues but reasoning was not properly documented. Effect: Expenditures could be disallowed for failure to properly document the procurement decisions for goods and services in accordance with UG. Repeat Finding: No. Section III ? Findings and Questioned Costs ? Major Federal Programs (Continued) Recommendation: We recommend the Board of Education follow the revised procurement policy effective January 1, 2022, and provide supporting documentation for all sole source vendor transactions. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Questioned Costs Procurement, Suspension & Debarment

Other Findings in this Audit

  • 50473 2022-001
    Significant Deficiency
  • 50474 2022-001
    Significant Deficiency
  • 50475 2022-001
    Significant Deficiency
  • 50476 2022-001
    Significant Deficiency
  • 50477 2022-002
    Significant Deficiency
  • 626916 2022-001
    Significant Deficiency
  • 626917 2022-001
    Significant Deficiency
  • 626918 2022-001
    Significant Deficiency
  • 626919 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $2.45M
84.010 Title I Grants to Local Educational Agencies $247,516
10.553 School Breakfast Program $207,178
93.267 State Grants for Protection and Advocacy Services $132,680
93.575 Child Care and Development Block Grant $74,382
84.027 Special Education_grants to States $45,192
10.560 State Administrative Expenses for Child Nutrition $43,002
84.367 Improving Teacher Quality State Grants $41,168
10.555 National School Lunch Program $32,459
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $29,863
84.048 Career and Technical Education -- Basic Grants to States $25,390
16.738 Edward Byrne Memorial Justice Assistance Grant Program $18,845
84.424 Student Support and Academic Enrichment Program $17,277
84.365 English Language Acquisition State Grants $16,710
97.042 Emergency Management Performance Grants $9,079
84.425 Education Stabilization Fund $8,340
10.649 Pandemic Ebt Administrative Costs $3,070
45.310 Grants to States $3,000
84.173 Special Education_preschool Grants $405