Finding 626911 (2022-002)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-09-28
Audit: 45210
Organization: Home Forward (OR)

AI Summary

  • Core Issue: Home Forward failed to provide 2 out of 40 tenant files, indicating a significant deficiency in internal controls over compliance with eligibility requirements.
  • Impacted Requirements: This affects the verification of tenant income eligibility and compliance with HUD regulations, specifically regarding documentation and reexaminations.
  • Recommended Follow-Up: Home Forward should review and strengthen their processes and internal controls to ensure compliance with HUD requirements and their administrative plan.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Moving to Work Demonstration Program Assistance Listing Number: 14.881 Federal Award Identification Number and Year: OR02VO - 2022 Award Period: January 1, 2022 ? December 31, 2022 Compliance Requirement: Eligibility Type of Finding: ? Significant Deficiency in Internal Control over Compliance ? Other Matters Criteria or specific requirement: Home Forward must do the following: ? As a condition of admission or continued occupancy, require the tenant and other family members to provide necessary information, documentation, and releases for the PHA to verify income eligibility (24 CFR sections 5.230, 5.609, and 982.516). ? For both family income examinations and reexaminations, obtain and document in the family file third party verification of (1) reported family annual income; (2) the value of assets; (3) expenses related to deductions from annual income; and (4) other factors that affect the determination of adjusted income or income-based rent (24 CFR section 982.516). ? Determine income eligibility and calculate the tenant?s rent payment using the documentation from third party verification in accordance with 24 CFR Part 5 Subpart F (24 CFR section 5.601 et seq.) (24 CFR sections 982.201, 982.515, and 982.516). ? Reexamine family income and composition at least once every 12 months and adjust the tenant rent and housing assistance payment as necessary using the documentation from third party verification (24 CFR section 982.516). Condition: Home Forward was unable to provide 2 out of 40 tenant files for review. Questioned costs: Unable to determine. Context: Out of 40 housing choice vouchers and low-income public housing tenant files tested, 2 tenant files were unable to be located. The sample was statistically valid. Cause: Home Forward did not follow the established procedures in its Low-Rent Public Housing Administrative Plan. Home Forward was not able to locate two eligibility files. Effect: Home Forward is not in compliance with eligibility requirements. Repeat Finding: No. Recommendation: We recommend Home Forward review their process and internal controls over eligibility to ensure compliance with HUD requirements and their administrative plan. Views of responsible officials: There is no disagreement with the audit finding.

Categories

HUD Housing Programs Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 50468 2022-001
    Significant Deficiency
  • 50469 2022-002
    Significant Deficiency
  • 626910 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.881 Moving to Work Demonstration Program $107.77M
14.871 Section 8 Housing Choice Vouchers $43.16M
21.023 Emergency Rental Assistance Program $21.61M
14.267 Continuum of Care Program $7.05M
21.027 Coronavirus State and Local Fiscal Recovery Funds $5.90M
14.871 Emergency Housing Vouchers $4.17M
14.879 Mainstream Vouchers $1.92M
97.024 Emergency Food and Shelter National Board Program $682,638
14.896 Family Self-Sufficiency Program $640,763
14.856 Lower Income Housing Assistance Program_section 8 Moderate Rehabilitation $617,488
14.191 Multifamily Housing Service Coordinators $351,213
14.249 Section 8 Moderate Rehabilitation Single Room Occupancy $181,909
16.034 Coronavirus Emergency Supplemental Funding Program $125,837
17.259 Wia Youth Activities $86,247
14.218 Community Development Block Grants/entitlement Grants $3,650