Finding 626298 (2022-001)

-
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-09-27

AI Summary

  • Core Issue: The System failed to meet competitive bidding requirements for HEERF funding, specifically for the School of Nursing project.
  • Impacted Requirements: Non-compliance with procurement procedures under the Uniform Guidance, leading to insufficient documentation of transactions.
  • Recommended Follow-Up: Establish and document formal procurement policies to ensure compliance and maintain adequate records for future transactions.

Finding Text

Finding 2022?001 ? Assistance Listing No. 84.425 ? COVID-19 Education Stabilization Fund Criteria The System is required to use procurement procedures for the acquisition of property or services under COVID-19 Education Stabilization Fund, HEERF funding in compliance with the competitive procurement requirements of the Uniform Guidance. The System must maintain records sufficient to detail procurement transactions for the acquisition of property or services, and documentation showing compliance with procurement requirements under the Uniform Guidance. Condition/Context As part of our compliance testing, we reviewed the HEERF institutional funds expended on acquisition of property or services. As a result of this review, we noted that competitive bidding procurement requirements for HEERF awards were not met and competitive bids were not obtained for the School of Nursing project funded by HEERF. Cause The System did not establish a formal documented procurement policy to ensure compliance with applicable requirements under HEERF awards and competitive bids were not obtained. While the System worked collaboratively with the general contractor in the selection of subcontractors for the capital projects, competitive proposals were not obtained for the general contractor in accordance with the requirements of the Uniform Guidance procedure standards. While the System did review and select subcontractors with input from the general contractor, the Systems process for bidding relative to the subcontractors, including the final review and engagement of the subcontractors was not documented. Effect Documentation was not sufficient to demonstrate compliance with applicable procurement standards. Recommendation We recommend that the System establish procurement policies to meet federal compliance requirements. Views of Responsible Officials Management agrees with the recommendation and will establish and document written procurement procedures and maintain sufficient documentation for transactions including acquisition of property or services to ensure competitive bidding is obtained.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
93.498 Provider Relief Fund $6.90M
84.268 Federal Direct Student Loans $690,338
84.425 Education Stabilization Fund $628,290
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $426,207
93.155 Rural Health Research Centers $258,376
84.063 Federal Pell Grant Program $178,751
93.301 Small Rural Hospital Improvement Grant Program $100,516
84.007 Federal Supplemental Educational Opportunity Grants $7,500