Finding 624057 (2022-001)

Material Weakness
Requirement
A
Questioned Costs
$1
Year
2022
Accepted
2023-03-02

AI Summary

  • Core Issue: Weak controls in the vendor payment process led to unauthorized access and fraud.
  • Impacted Requirements: Management failed to maintain proper safeguards for financial reporting and asset protection.
  • Recommended Follow-Up: Strengthen internal controls and enhance authentication procedures for vendor payments.

Finding Text

Finding 2022-001 Material Weakness Criteria: Management should have a system in place to reduce the likelihood of errors in financial reporting and to ensure the safeguarding of assets. Condition: Controls over the vendor payment process was not properly followed. Cause: The Organization experienced high turnover in the finance department resulting in a failure to safeguard program assets. Effect: The result of the vendor process being circumvented allowed a malicious actor to gain electronic access to the checking account for the Section 8 Housing Choice Vouchers program and implement $56,944 of unreimbursed fraudulent disbursements from the account. Questioned Costs: $56,944 Recommendation: The Organization should monitor the internal controls over the vendor payment process and implement additional procedures for authentication. Views of Responsible Officials and Corrective Action Plan: Management concurs with this finding and will adhere to the Corrective Action Plan in this audit report.

Categories

Questioned Costs HUD Housing Programs Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 47615 2022-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $3.83M
93.569 Community Services Block Grant $2.07M
14.879 Mainstream Vouchers $292,895
14.896 Family Self-Sufficiency Program $39,717
14.218 Community Development Block Grants/entitlement Grants $11,474