Finding 623997 (2022-002)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-03-26

AI Summary

  • Core Issue: The institution is not properly documenting monthly reconciliations of School Account Statements (SAS).
  • Impacted Requirements: Compliance with federal regulations requiring timely reporting and reconciliation of loan disbursements.
  • Recommended Follow-Up: Implement additional procedures to ensure monthly SAS reconciliations are performed and documented.

Finding Text

Finding 2022-002: Borrower Data and Reconciliation (Significant Deficiency) U.S. Department of Education 84.268 Federal Direct Student Loans Compliance requirement: Special Tests and Provisions Criteria: Institutions must report all loan disbursements and submit required records to COD within 15 days of disbursement. Each month, COD provides institutions with a School Account Statement ("SAS") data file which consists of a Cash Summary, Cash Detail, and (optional at the request of the institution) Loan Detail records. The institution is required to reconcile these files to the institution?s monthly records. Condition and Context: During our audit procedures we noted that the institution was not formally documenting and maintaining their monthly SAS reconciliations. Cause: The cause appears to be due to administrative oversight. Effect or Potential Effect: Information relating to the School Account Statements may be inaccurate. Identification of repeat finding: Yes. Questioned costs: $0 Recommendation: We recommend that the Seminary add additional procedures to ensure that they are performing and maintaining monthly School Account Statement reconciliations.

Categories

Special Tests & Provisions Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 47555 2022-002
    Significant Deficiency Repeat
  • 47556 2022-003
    Significant Deficiency
  • 47557 2022-003
    Significant Deficiency
  • 623998 2022-003
    Significant Deficiency
  • 623999 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $1.15M
84.425 Education Stabilization Fund $136,820
84.063 Federal Pell Grant Program $41,155