Finding 623601 (2022-002)

-
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-09-05

AI Summary

  • Core Issue: MARAMA failed to report two subawards over $30,000 to FSRS, violating FFATA requirements.
  • Impacted Requirements: Subawards must be reported by the end of the month following their issuance, which was not met.
  • Recommended Follow-Up: MARAMA should create procedures for timely reporting and reassess subaward classifications as agreements expire.

Finding Text

Finding 2022-002 Noncompliance with the Uniform Guidance Compliance Requirement Reporting Federal Programs: Assistance Listing No. Name of Federal Program or Cluster 66.039 National Clean Diesel Funding Assistance Program Criteria: FFATA requires subawards in excess of $30,000 to be reported to FSRS no later than the end of the month following the month the subaward was made. Condition: MARAMA made two subawards exceeding $30,000 during fiscal year 2022 and did not report either subaward to FSRS. Context: Noncompliance was noted as a result of substantive tests of compliance whereby report submissions to FSRS are viewed. Transactions Tested Subaward not reported Report not timely Subaward amount incorrect Subaward missing key elements 2 2 0 n/a n/a Dollar Amount of Tested Transactions Subaward not reported Report not timely Subaward amount incorrect Subaward missing key elements $82,842 $82,842 $0 n/a n/a Cause: Reports to FSRS were not submitted because the determination of which subawards were subject to FFATA reporting was misinterpreted as the payment of federal award funds to subawardees rather than the execution of the subaward. Effect or Potential Effect: MARAMA is not in compliance with the FFATA reporting requirements. Questioned costs: Known and likely questioned costs did not exceed $25,000 and, therefore, were not required to be reported. Recommendation: MARAMA should develop procedures to ensure subawards are reported to FSRS by the reporting deadline. Subaward relationships should be re-evaluated as the agreements expire to ensure that the continued classification of the agreements as subawards is appropriate. Responsible Official?s Response: Now that MARAMA has been made aware of these requirements as it relates to EFC and DBLS, reporting will be made to FFATA. In the future, MARAMA will identify subaward relationships more accurately to determine reporting requirements when engaging with future business partnerships.

Categories

Reporting Subrecipient Monitoring

Other Findings in this Audit

  • 47159 2022-002
    -
  • 47160 2022-001
    Significant Deficiency
  • 623602 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
66.034 Surveys, Studies, Research, Investigations, Demonstrations, and Special Purpose Activities Relating to the Clean Air Act $740,076
66.040 State Clean Diesel Grant Program $5,923
66.039 National Clean Diesel Emissions Reduction Program $1,000