Finding 623399 (2022-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-02-22
Audit: 48971
Organization: Hendrix College (AR)
Auditor: Forvis LLP

AI Summary

  • Core Issue: The University failed to report student enrollment status changes accurately and on time to the National Student Loan Data System (NSLDS).
  • Impacted Requirements: Non-compliance with federal regulations regarding enrollment reporting (34 CFR 690.93(b)(2); 34 CFR 682.610; 34 CFR 685.309).
  • Recommended Follow-Up: The College should enhance its reporting processes to ensure timely and accurate enrollment status updates, with a target completion date of May 31, 2023.

Finding Text

Criteria: Special Tests and Provisions ? Enrollment Reporting (34 CFR 690.93(b)(2); 34 CFR 682.610; 34 CFR 685.309). Institutions are required to report enrollment information. Condition: The University?s processes did not ensure timely and accurate student status reporting to National Student Loan Data System (NSLDS). Questioned Costs: None. Context: Out of the population of 183 students with student attendance changes a sample of 19 students were selected for testing. Our sampling method was not, and was not intended to be, statistically valid. There were 14 attributes tested for each student with at least one status change. Campus-Level records 1. OPEID Number 2. Enrollment Effective Date 3. Enrollment Status 4. Certification Date Program-Level records 5. OPEID 6. CIP Code 7. CIP Year 8. Credential Level 9. Published Program Length Measurement 10. Published Program Length 11. Program Begin Date 12. Program Enrollment Status 13. Program Enrollment Effective Date Other Records 14. Student changed his or her permanent address The College reported the incorrect Enrollment Status, CIP Code, Program Begin Date, and Program Enrollment Status for 1 student, the incorrect Enrollment Effective Date for 4 students, and the incorrect Program Enrollment Effective Date for 2 students. Additionally, the College did not ensure timely submission of status changes for 5 students. Effect: The College reported incorrect data for students' status changes and did not report the status changes timely. Cause: The College?s processes did not ensure status changes were reported timely and accurately. Identification as a Repeat Finding, if Applicable: N/A Recommendation: The College should update their controls to ensure changes in students? enrollment status are reported in a timely and accurate manner. Views of Responsible Officials and Planned Corrective Actions: Administration concurs with the findings. In the past, the College has reported Campus-Level records, Program-Level records and Other Records to the National Student Clearinghouse (NSC) which in turn transmitted this information to the National Student Loan Data System (NSLDS). NSC historically offers this service to small educational institutions to assist with reporting requirements which may be burdensome due to low staffing levels. The College believes that its reporting to NSC has been reasonably accurate and timely. In fact, NSLDS records no longer reflect the submissions of the College to NSC. The College will research, explore and identify the most efficient method of insuring that complete and accurate data related to enrollment reporting are recorded by NSLDS on a timely basis. Initially the College will explore audit assistance through NSC and if not successful, will further explore direct reporting options to the NSLDS. Anticipated Completion Date: May 31, 2023

Categories

Special Tests & Provisions Student Financial Aid Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 46956 2022-002
    Significant Deficiency
  • 46957 2022-001
    Significant Deficiency
  • 46958 2022-001
    Significant Deficiency
  • 46959 2022-003
    Significant Deficiency
  • 46960 2022-003
    Significant Deficiency
  • 623398 2022-002
    Significant Deficiency
  • 623400 2022-001
    Significant Deficiency
  • 623401 2022-003
    Significant Deficiency
  • 623402 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $4.80M
84.425 Higher Education Emergency Relief Fund (heerf) Student Aid Portion $1.55M
84.063 Federal Pell Grant Program $1.31M
84.038 Federal Perkins Loan Program $696,041
93.859 Biomedical Research and Research Training $241,880
84.033 Federal Work-Study Program $208,596
84.007 Federal Supplemental Educational Opportunity Grants $167,839
47.076 Stem Education $151,553
47.074 Biological Sciences $144,553
84.425 Higher Education Emergency Relief Fund (heerf) Institutional Portion $100,000
47.050 Geosciences $72,324
45.160 Promotion of the Humanities Fellowships and Stipends $10,000
15.615 Cooperative Endangered Species Conservation Fund $4,928
15.634 State Wildlife Grants $3,703