Finding 623357 (2022-003)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-03-29

AI Summary

  • Core Issue: Required subaward information was not reported in the FSRS, violating FFATA requirements.
  • Impacted Requirements: FFATA mandates reporting of subawards over $30,000, including key details like subawardee name and amount.
  • Recommended Follow-Up: Ensure all program personnel receive training on federal compliance and assign a monitor for ongoing compliance with reporting deadlines.

Finding Text

Condition During our audit, we examined a non-statistical sample of seven subawards and found that the required subaward information was not reported in the Federal Funding Accountability and Transparency Act Subaward Reporting System (?FSRS?) as required under the Federal Funding Accountability and Transparency Act (?FFATA?). Criteria Under FFATA, which is codified in 2 CFR ?170, recipients of grants or cooperative agreements are required to report first-tier subawards of $30,000 or more to FSRS, including the following subaward information: - Subawardee name - Subawardee DUNS number - Amount of subaward - Subaward obligation/action date - Subaward number - Subaward project description Effect Failure to fully report required subaward information in FSRS may result in noncompliance with FFATA reporting requirements and limits the transparency of the use of federal funds awarded. Cause and View of Responsible Officials The Highway Safety Section did not have adequate time to perform the reporting of applicable fiscal year 2022 subawards due to the limited time elapsing between the implementation of a corrective action plan in response to the similar fiscal year 2021 Single Audit finding for another federal program and the end of the current fiscal year. Program personnel plan to utilize their FSRS access to perform the necessary subaward reporting as required by FFATA in a timely manner going forward. Recommendation All personnel involved in the administration of a program for which federal funds are expended should receive adequate training about federal compliance requirements related to such program. In addition, an individual should be assigned the responsibility to monitor compliance with all related federal requirements for programs involving the expenditure of federal funds. Finally, the Highways Division should make a conscious effort to meet the reporting deadline as set in their new policies and procedures.

Categories

Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 46913 2022-003
    Significant Deficiency
  • 46914 2022-004
    Significant Deficiency
  • 46915 2022-003
    Significant Deficiency
  • 46916 2022-004
    Significant Deficiency
  • 623355 2022-003
    Significant Deficiency
  • 623356 2022-004
    Significant Deficiency
  • 623358 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
20.205 Highway Planning and Construction $254.73M
20.600 State and Community Highway Safety $1.84M
20.616 National Priority Safety Programs $1.62M
20.607 Alcohol Open Container Requirements $1.19M
20.218 National Motor Carrier Safety $693,692
20.608 Minimum Penalties for Repeat Offenders for Driving While Intoxicated $616,464
20.214 Fata Accident Reporting System Grant $58,042