Finding 623249 (2022-001)

Material Weakness
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2023-01-12

AI Summary

  • Core Issue: An employee was incorrectly charged to a federal award after changing positions, leading to unallowed costs.
  • Impacted Requirements: This violates federal guidelines requiring accurate records and internal controls for salary charges to federal awards.
  • Recommended Follow-Up: The District should return $53,239 to the Wyoming Department of Education and improve internal controls to ensure timely corrections and ongoing verification of employee charges.

Finding Text

Criteria or Specific Requirement Allowable Costs/Cost Principles ? Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, ?200.430(i) indicates that charges to Federal awards for salaries and wages must be based on records that accurately reflect the work performed. These records must be supported by a system of internal control which provides reasonable assurance that the charges are accurate, allowable, and properly allocated. Condition An employee that was hired to work in an allowable position subsequently accepted another position within the District. The District paid the employee from August 2021 through January 2022 charging the cost to the federal award. The unallowed charge was discovered when the employee was asked to complete the semi-annual certification. Cause When it was discovered, the District noted that a correction should be made to remove the payroll cost charged, but due to a breakdown in the internal controls, the correction was not made. District personnel failed to follow through on the required paperwork. Effect or Potential Effect The error resulted in an overstatement of revenue requested for the ESSER award. Expenditures of special revenue fund were overstatement and expenditures of general fund were understated. There was also a misstatement of the amounts due to/from other funds. Questioned Cost Salary and benefits charged to federal award $53,239. Identification as a Repeat Finding This a not a repeat finding. Recommendation The District should return the funds to the Wyoming Department of Education. The District needs to revisit internal control processes regarding verification of employees being charged to federal awards throughout the award period rather than just when requesting semi-annual certifications. The District needs to review the monitoring process to ensure that when an adjusting entries is noted as being required that follow through happens to complete the process, in a timely manner. View of Responsible Officials Please refer to the District?s Corrective Action Plan.

Categories

Questioned Costs Allowable Costs / Cost Principles Subrecipient Monitoring

Other Findings in this Audit

  • 46807 2022-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.600 Head Start $1.31M
10.553 School Breakfast Program $749,329
21.019 Coronavirus Relief Fund $722,946
84.371 Striving Readers $293,190
10.559 Summer Food Service Program for Children $284,293
84.367 Improving Teacher Quality State Grants $269,382
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $194,359
84.424 Student Support and Academic Enrichment Program $153,654
84.048 Career and Technical Education -- Basic Grants to States $123,853
84.425 Education Stabilization Fund $104,863
84.027 Special Education_grants to States $102,088
10.555 National School Lunch Program $79,385
10.558 Child and Adult Care Food Program $76,842
66.039 National Clean Diesel Emissions Reduction Program $59,895
10.582 Fresh Fruit and Vegetable Program $36,133
84.961 Homeless Education $15,177
84.173 Special Education_preschool Grants $9,477
93.569 Community Services Block Grant $6,588
84.287 Twenty-First Century Community Learning Centers $3,090
84.365 English Language Acquisition State Grants $2,658
84.010 Title I Grants to Local Educational Agencies $837