Finding 623143 (2022-001)

- Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-01-24

AI Summary

  • Core Issue: Inadequate documentation for student removals from the graduation cohort, affecting compliance with federal regulations.
  • Impacted Requirements: Failure to meet documentation standards under 34 CFR section 200.19(b) and Louisiana Administrative Code Title 28, Part LXXXIII, Chapter 6, §611.
  • Recommended Follow-up: Implement stronger internal controls and procedures to ensure all necessary documentation for student removals is consistently collected and maintained.

Finding Text

2022 ? 001 Special Tests and Provisions U.S. Department of Education Passed through the Louisiana Department of Education 84.010A Title I Grants to Local Education Agencies 2021-2022 Award Year Grant No. S010A200018 Questioned Costs: None. Criteria: Educators for Quality Alternatives must report graduation rate data for all public high schools at the school level using the 4-year adjusted cohort rate under 34 CFR section 200.19(b)(1)(i)-(iv)). Only students who earn a regular high school diploma may be counted as a graduate for purposes of calculating the 4-year adjusted cohort graduation rate. To remove a student from the cohort, a school must confirm, in writing, that the student transferred out, emigrated to another country, or is deceased. Educators for Quality Alternatives is responsible for assigning exit codes to any student who leaves. Only specific exit codes are deemed legitimate reasons for leaving and will cause the leaver to not be included in the cohort?s graduation index calculations. These codes relate to death, transfers out of the state or country, transfers to non-public schools, transfers to home study/in-school private schooling, and transfers to Early College Admissions Programs. Specific documentation must be maintained for students to be considered legitimate leavers from the cohort. Educators for Quality Alternatives is also responsible for developing a system of internal controls to ensure the proper documentation is retained for all leavers of the cohort. Universe/ Population Size: The sample of cohort removals was selected from a universe that includes all students that left the school due to transferring to a diploma awarding school or program, death, or emigration to another country. Based on these requirements, the total universe is 57 students who are considered leavers of the cohort. This is also considered the population size. Sample Size: Based on sampling guidance for audits performed under the Uniform Guidance, a non-statistical sample of 6 leavers was selected for testing.Condition: In follow-up on prior year finding 2021-004, it was determined in the testing of internal controls and compliance with respect to 34 CFR ?200.19(b), 3 of 6 leavers had exceptions to the required documentation set forth by the Louisiana Administrative Code Title 28, Part LXXXIII, Chapter 6, ?611. Cause: Educators for Quality Alternatives has relied on the individual schools to acquire and retain all documentation related to the removal of students. Effect: Without proper internal controls over the graduation rate cohort reporting process, documentation may not be properly retained, and therefore Educators for Quality Alternatives may be noncompliant with the requirements of the Title I program. Recommendation: Educators for Quality Alternatives should establish procedures at the school and program administration levels to ensure appropriate documentation is obtained related to removal of students from a cohort in accordance with Louisiana Administrative Code Title 28, Part LXXXIII, Chapter 6, ?611. Repeat Finding: Yes; Reported as finding 2021-004 in fiscal period 2021.

Categories

Special Tests & Provisions Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 46701 2022-001
    - Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $208,257
10.555 National School Lunch Program $135,636
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $81,192
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $43,500
10.553 School Breakfast Program $27,586
84.027 Special Education_grants to States $24,864
84.371 Striving Readers $21,848
84.425 Education Stabilization Fund $18,218
84.367 Improving Teacher Quality State Grants $16,382
84.048 Career and Technical Education -- Basic Grants to States $3,544