Finding 622434 (2022-011)

Material Weakness
Requirement
AB
Questioned Costs
-
Year
2022
Accepted
2023-08-09
Audit: 41067
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: Lack of effective internal controls over compliance with Title I grant requirements, specifically in reviewing costs charged to the program.
  • Impacted Requirements: Non-compliance with Title 2 U.S. CFR Part 200, which mandates effective internal controls and segregation of duties.
  • Recommended Follow-Up: Enhance internal controls to ensure all costs charged to the program are reviewed and documented by an independent party.

Finding Text

2022-011: U.S. Department of Education Passed through the State of Nevada Public Charter School Authority Title I Grants to Local Educational Agencies, 84.010 Activities Allowed or Unallowed and Allowable Costs/Cost Principles Material Weakness in Internal Control over Compliance Grant Award Number: Affects all grant awards included under assistance listing 84.010 on the Schedule of Expenditures of Federal Awards. Criteria: Title 2 U.S. Code of Federal Regulations (CFR) Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) section 200.303 provides that non-federal entities must establish and maintain effective internal control that provides reasonable assurance that the non-federal entity is managing the federal award in compliance federal statutes, regulations, and the terms and conditions of the Federal award. A key component of effective internal control is the segregation of duties through a review and approval process. Condition: Costs charged to the program did not have evidence of review by an individual independent of the preparation of the allocation of the cost to the program. Cause: The School did not have adequate internal controls to ensure review of costs charged to the program occurred and was documented. Effect: Unallowable costs may be charged to the program and not detected by the School. Questioned Costs: None noted Context/Sampling: A non-statistical sample of five reimbursement requests out of a population of 17 was selected for testing. Those five reimbursement requests included 52 transactions out of a population of 138. There was no evidence of review on any of the transactions tested. The 52 transactions totaled $216,914 out of the total aggregate expenditure population of $359,059. Repeat Finding from Prior Year: No Recommendation: We recommend the School enhance internal controls to ensure review of costs charged to the program occurs and is documented. Views of Responsible Officials: Management agrees with this finding.

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 45988 2022-011
    Material Weakness
  • 45989 2022-012
    Material Weakness
  • 45990 2022-013
    Material Weakness
  • 45991 2022-014
    Material Weakness Repeat
  • 45992 2022-011
    Material Weakness
  • 45993 2022-012
    Material Weakness
  • 45994 2022-013
    Material Weakness
  • 45995 2022-014
    Material Weakness Repeat
  • 622430 2022-011
    Material Weakness
  • 622431 2022-012
    Material Weakness
  • 622432 2022-013
    Material Weakness
  • 622433 2022-014
    Material Weakness Repeat
  • 622435 2022-012
    Material Weakness
  • 622436 2022-013
    Material Weakness
  • 622437 2022-014
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $158,800
84.010 Title I Grants to Local Educational Agencies $138,523
10.553 School Breakfast Program $82,710
84.425 Education Stabilization Fund $75,000
84.367 Improving Teacher Quality State Grants $35,712
84.365 English Language Acquisition State Grants $24,045
84.027 Special Education_grants to States $17,962
84.424 Student Support and Academic Enrichment Program $15,525