Finding 622049 (2022-001)

-
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-03-28
Audit: 52684
Organization: Fort Wayne Community Schools (IN)
Auditor: Forvis LLP

AI Summary

  • Core Issue: The School Corporation failed to obtain certified payrolls from contractors and subcontractors, risking non-compliance with federal wage rate requirements.
  • Impacted Requirements: This finding violates federal regulations mandating that laborers on federally funded projects be paid prevailing wage rates and that certified payrolls be submitted weekly.
  • Recommended Follow-Up: Implement a compliance review process, including weekly on-site checks and tracking of certified payrolls to ensure adherence to wage rate requirements.

Finding Text

2022-001 Finding: Special Tests - Wage Rate Requirements Federal Assistance Listing Number 84.425, 84.425D and 84.425C - COVID-19 Elementary and Secondary School Emergency Fund (ESSER) Passed-through Indiana Department of Education Award Numbers - 2021-2022; S425D200 013; S425U200 13; and S425C200 18 Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by Federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor (DOL) (40 USC 3141?3144, 3146, and 3147). Non-Federal entities shall include in their construction contracts subject to the Wage Rate Requirements (which still may be referenced as the Davis-Bacon Act) a provision that the contractor or subcontractor comply with those requirements and the DOL regulations. This includes a requirement for the contractor or subcontractor to submit to the Non-Federal entity weekly, for each week in which any contract work is performed, a copy of the payroll and a statement of compliance (certified payrolls). (29 CFR sections 5.5 and 5.6; the A-102 Common Rule (section 36(i)(5)); OMB Circular A-110 (2 CFR Part 215, Appendix A, Contract Provisions); 2 CFR Part 176, Subpart C; and 2 CFR section 200.326). In addition, according to 2 CFR Part 200.303, the non-Federal entity must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. Condition: The School Corporation did not obtain certified payrolls for contractor or subcontractor work performed during the fiscal year ended June 30, 2022. Questioned Costs: Unknown. "Context: There were multiple construction projects charged to the grant during the year. Three of 23 contractors assigned to these projects were tested and the following was noted: - The School Corporation did not obtain any certified payrolls for the contractor and subcontractors tested." Effect: Certified Payrolls were not obtained or reviewed for the project so laborers and mechanics employed by contractors or subcontractors may not have been paid prevailing wage rates. Cause: The School Corporation was aware of the wage rate requirements as it applied to this grant; however they indicated to contractors and subcontractors that payroll information only need be submitted if requested. The School Corporation did not request this information. Identification as a Repeat Finding: Not applicable. Recommendation: We recommend the School Corporation implement a compliance review process over wage rate requirements, including facilities staff on-site weekly where projects are occurring to determine if work was completed towards the project, tracking certified payrolls or notification of no work performed and reviewing to help ensure wages are equal to or in excess of the prevailing wage rates. Views of Responsible Officials: Agree. See separate report for planned corrective actions.

Categories

Special Tests & Provisions Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $4.88M
10.555 National School Lunch Program $4.01M
10.553 School Breakfast Program $3.97M
84.165 Magnet Schools Assistance $3.37M
84.425 Education Stabilization Fund $1.02M
84.367 Improving Teacher Quality State Grants $887,359
84.374 Teacher Incentive Fund $858,428
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $722,668
84.027 Special Education_grants to States $633,715
10.559 Summer Food Service Program for Children $610,002
84.424 Student Support and Academic Enrichment Program $496,863
10.582 Fresh Fruit and Vegetable Program $447,579
84.365 English Language Acquisition State Grants $355,401
84.010 Title I Grants to Local Educational Agencies $219,891
84.002 Adult Education - Basic Grants to States $139,047
84.196 Education for Homeless Children and Youth $132,981
93.778 Medical Assistance Program $119,195
84.173 Special Education_preschool Grants $106,619
10.558 Child and Adult Care Food Program $94,032
93.566 Refugee and Entrant Assistance_state Administered Programs $15,714
93.994 Maternal and Child Health Services Block Grant to the States $3,711
84.048 Career and Technical Education -- Basic Grants to States $2,500
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $2,005
45.025 Promotion of the Arts_partnership Agreements $1,445
93.575 Child Care and Development Block Grant $335