Finding 621707 (2022-003)

Material Weakness
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2023-02-26
Audit: 47793
Organization: Vinfen Corporation (MA)
Auditor: Rsm US LLP

AI Summary

  • Core Issue: The Organization charged excess indirect costs to the program instead of using the allowed ten percent de minimis rate.
  • Impacted Requirements: Only allowable indirect expenses can be charged to the program, as per HHS guidelines.
  • Recommended Follow-Up: Implement training for staff on allowable costs and enhance review controls for expense approvals.

Finding Text

Finding No. 2022-003: Allowable Costs/Cost Principles Federal Agency: U.S. Department of Health and Human Services (HHS) Program: ALN: 93.829, Section 223 Demonstration Programs to Improve Community Mental Health Services Criteria: Program requirements state that only allowable indirect expenses to support the program can be charged to the program under the grant. Condition: The Organization utilized an internal general and administrative allocation percentage to charge indirect expenses to the program instead of the ten percent de minimus rate elected to be used by the Organization and allowed under the program. Cause: An error in the determination of the amount of indirect costs to be charged to the program was made and an appropriate review of the program billings was not performed by a member of management. Effect: Excess indirect costs were charged to the program. Improper reporting could result in the HHS withholding payments or recouping payments to the Organization. Questioned Costs: $47,736 was the total calculated amount that was over charged to the program by using the Organization?s internal general and administrative allocation rather than the ten percent de minimus rate during the year ended June 30, 2022. Context: Indirect expenses charged to the program were in excess allowable costs using the ten percent de minimus rate. Recommendation: We recommend the Organization implement additional trainings for management and operations staff working on the program to ensure a thorough understanding of the program and the related allowable costs and that management implement additional control procedures for the review of the allowability of expenses charged to the program. View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See accompanying Corrective Action Plan.

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 45264 2022-002
    Material Weakness
  • 45265 2022-003
    Material Weakness
  • 621706 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.181 Supportive Housing for Persons with Disabilities $5.06M
93.498 Provider Relief Fund and American Rescue Plan (arp) Rural Distribution Covid 19 Cares Act $3.65M
93.829 Section 223 Demonstration Programs to Improve Community Mental Health Services $1.08M
93.958 Block Grants for Community Mental Health Services $343,836
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $324,918
14.267 Continuum of Care Program $153,343
84.126 Rehabilitation Services- Vocational Rehabilitation Grants to States: Pre-Employment Transitional Services $96,495