Finding 621393 (2022-001)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-06-25
Audit: 44587
Organization: Scotts Bluff County Nebraska (NE)

AI Summary

  • Core Issue: There is a lack of segregation in accounting functions across County offices, continuing from last year.
  • Impacted Requirements: Authorization, recording, and custody of transactions are not properly separated, leading to weak internal controls.
  • Recommended Follow-Up: The County should implement mitigating controls to address risks of errors or fraud due to improper segregation.

Finding Text

Criteria: Authorization or approval of transactions, recording of transactions, and custody of assets should normally be segregated from each other. Condition and Context: There is a lack of segregation of accounting functions among various County offices and personnel. This is a continuing item from the prior year. Questioned Costs: None. Cause: The County does not employ sufficient office personnel to property segregate accounting functions. Potential Effect: This lack of segregation of duties results in an inadequate overall internal control structure design. Recommendation: The County should be aware of the inherent risks associated with improper segregation of accounting functions. The County should also develop mitigating controls to reduce the risk of errors or fraud associated with improper segregation of accounting functions.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 44951 2022-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
20.509 Formula Grants for Rural Areas and Tribal Transit Program $571,573
97.067 Homeland Security Grant Program $372,064
93.563 Child Support Enforcement $253,880
95.001 High Intensity Drug Trafficking Areas Program $63,209
21.019 Coronavirus Relief Fund $62,400
97.042 Emergency Management Performance Grants $35,975
16.738 Edward Byrne Memorial Justice Assistance Grant Program $21,346
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $1,397