Finding 621165 (2022-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-06-26
Audit: 39720
Organization: Town of Paradise (CA)

AI Summary

  • Core Issue: The Town submitted its Audited Financial Statements and Single Audit Report late, three months past the March 31, 2023 deadline.
  • Impacted Requirements: Timely submission is required by federal regulations, and delays can lead to denied future federal awards or increased monitoring.
  • Recommended Follow-up: The Town should consider hiring an external accounting firm to ensure timely completion and submission of financial reports.

Finding Text

Finding 2022-001 Federal Grantor: Various Passed-through: Various Pass-through Grantor?s No: Various Compliance Requirement: Reporting Condition: The Town submitted its Audited Financial Statements and Single Audit Report to the federal clearinghouse in June 2023, 3 months after it was due. Criteria: The Town was required to submit its Audited Financial Statements and Single Audit Report to the federal audit clearinghouse no later than March 31, 2023, 9 months after the fiscal year-end (2 Code of Federal Regulations ?200.512). Effect: Federal awarding agencies may deny future federal awards or subject the Town to additional cash monitoring requirements. This finding was not a result of internal control individual federal programs and, accordingly, did not have a direct and material effect on the reporting requirements over the Town?s major federal programs. Cause: The Town failed to prepare its Audited Financial Statements and Schedule of Expenditures of Federal Awards in a timely manner due to the number of federal awards tested in the current year compared to prior years. In addition, the Town lost its finance director during the financial and single audit process. Context: The Town has had significant loss of residents due to the Paradise fire and has found difficulty in replacing key personnel for its finance department. Recommendation: The Town should consider contracting with an external accounting firm so that it can close its books and submit its audited financial statements and single audit to the federal audit clearinghouse no later than the statutory reporting deadline. Management?s Response: Management?s response to the finding is discussed in the attached Corrective Action Plan.

Categories

Reporting Subrecipient Monitoring

Other Findings in this Audit

  • 44723 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.239 Home Investment Partnerships Program $1.63M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $1.49M
97.083 Staffing for Adequate Fire and Emergency Response (safer) $805,372
97.039 Hazard Mitigation Grant $358,251
20.205 Highway Planning and Construction $250,000
11.307 Economic Adjustment Assistance $128,068
14.218 Community Development Block Grants/entitlement Grants $118,743
21.027 Coronavirus State and Local Fiscal Recovery Funds $72,333
10.766 Community Facilities Loans and Grants $46,852