Finding 621023 (2022-002)

Significant Deficiency
Requirement
AB
Questioned Costs
-
Year
2022
Accepted
2023-09-25

AI Summary

  • Core Issue: South Shore made a clerical error in payroll calculations, resulting in unallowable costs charged to federal funds.
  • Impacted Requirements: Compliance with 2 CFR Part 200.303(a) and 200.405 regarding internal controls and allowable costs.
  • Recommended Follow-Up: Implement a robust internal control process for reviewing monthly reimbursement claims to prevent future errors.

Finding Text

Finding 2022-002 - Activities Allowed or Unallowed & Allowable Costs/Cost Principles (Internal Control over Compliance/Compliance) ALN No.: 93.829 - Section 223 Demonstration Programs to Improve Community Mental Health Services Award Year: January 1, 2022 ? December 31, 2022 Federal Agency: United States Department of Health and Human Services Pass Through Entity: Not applicable Criteria: 2 CFR Part 200.303(a) of the Uniform Guidance requires all non-Federal entities to establish and maintain effective internal control over the Federal awards that provides reasonable assurance that the non-Federal entity is managing the Federal awards in compliance with Federal statutes, regulations, and the terms and conditions of the Federal awards. In addition, 2 CFR section 200.405 requires federal awards be expended only for allowable activities. Condition/Context: South Shore made a clerical error in calculating allocated payroll amount claimed for 1 selection tested out of 40 selections leading to an error of $118. The sampling method was nonstatistical sampling. Cause: There was not proper review and oversight over the individual preparing the monthly claims for reimbursement. Effect: South Shore has not complied with the specific requirements for activities allowed or unallowed and allowable costs/cost principles as described in the Uniform Guidance. Unallowable costs were charged to the federal program. Questioned Costs: None. Recommendation: South Shore should develop an internal control process for proper preparation and review of the monthly claims for reimbursement. Views of Responsible Officials: Management agrees with the recommendation and plans to put in place an appropriate internal control process.

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 44580 2022-001
    Significant Deficiency
  • 44581 2022-002
    Significant Deficiency
  • 44582 2022-003
    -
  • 621022 2022-001
    Significant Deficiency
  • 621024 2022-003
    -

Programs in Audit

ALN Program Name Expenditures
93.829 Section 223 Demonstration Programs to Improve Community Mental Health Services $1.17M
93.788 Opioid Str $100,408