Finding 619797 (2022-004)

Material Weakness
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2023-09-11

AI Summary

  • Core Issue: Claims for reimbursement included health insurance costs without accounting for employee contributions, leading to disallowed costs.
  • Impacted Requirements: Federal guidelines require that credits related to allowable costs be deducted from reimbursement claims (45 CFR 75.406(a)(b)).
  • Recommended Follow-Up: Implement monthly reconciliations of expenses in the general ledger with reimbursement claims, ensuring independent review and approval by management.

Finding Text

Allowable Cost/ Cost Principles U.S. Department of Health and Human Services ? Administration for Children and Families ? Head Start Program (CFDA #93.600) Conditions: During our audit, it came to our attention that the Organization submitted claims for reimbursement for expenses that included health insurance costs, however, claims were not reduced or credited by employee contributions received by the Organization towards such costs. Criteria: Credits and reimbursement received by the Organization that relate to allowable costs, should be credited to the Federal award as a cost reduction. (45 CFR 75.406(a)(b)). Cause: Internal controls were not in place to reconcile expenses, net of credits, claimed for reimbursement (drawdowns) to that recorded in the Organization?s records. Effect: The portion of costs that were claimed for reimbursement under the Head Start Program and also reimbursed by employees through payroll deductions are disallowed and are required to be returned to the U.S. Department of Health and Human Services. Questioned Costs: $81,909. Auditor?s Recommendation: On a monthly basis, expenses recorded within the Organization?s general ledger system should be reconciled with expenses claimed for reimbursement through Head Start drawdowns. The reconciliation should consider reimbursements and credits received by the Organization. This reconciliation should be reviewed by someone independent of the preparer. Organization?s Response: Head Start agrees with the recommendation and will continue to prepare grant reconciliations to ensure draw down requests are matched by expenditures. Reconciliation will be approved by the Financial Manager and CEO. Monthly reconciliation will be included in the Board of Directors reports.

Categories

Questioned Costs Cash Management Allowable Costs / Cost Principles

Other Findings in this Audit

  • 43282 2022-003
    Material Weakness
  • 43283 2022-004
    Material Weakness
  • 43284 2022-003
    Material Weakness
  • 43285 2022-004
    Material Weakness
  • 43286 2022-003
    Material Weakness
  • 43353 2022-004
    Material Weakness
  • 43354 2022-003
    Material Weakness
  • 43355 2022-004
    Material Weakness
  • 619724 2022-003
    Material Weakness
  • 619725 2022-004
    Material Weakness
  • 619726 2022-003
    Material Weakness
  • 619727 2022-004
    Material Weakness
  • 619728 2022-003
    Material Weakness
  • 619795 2022-004
    Material Weakness
  • 619796 2022-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.600 Head Start $3.74M
93.600 Early Head Start $541,818
93.575 Covid-19 - Arpa Child Care Stabilization $347,829
93.600 Covid-19 Head Start $204,083
10.558 Child & Adult Care Food Program $120,945