Finding 619563 (2022-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-01-24
Audit: 45554
Organization: Columbia College (SC)

AI Summary

  • Core Issue: The College failed to provide exit counseling for 4 out of 61 sampled Federal Direct Loan borrowers who withdrew or dropped below half-time enrollment.
  • Impacted Requirements: Federal regulations require timely exit counseling for borrowers, with specific methods for notification if they withdraw without prior notice.
  • Recommended Follow-Up: Implement procedures to ensure all withdrawing students receive exit counseling and maintain records of this counseling.

Finding Text

Finding 2022-002 Exit Counseling Federal Direct Loan Program ? CFDA No. 84.268 Criteria and Condition: Federal regulations stipulate that an institution must ensure that exit counseling is conducted with each Federal Direct Loan borrower shortly before the student borrower ceases at least half-time study at the school. If a student borrower withdraws from the school without prior knowledge or fails to complete the exit counseling as required, exit counseling must, within 30 days after the school learns that the student has withdrawn from school or failed to complete the exit counseling as required, be provided either through interactive electronic means, by mailing written counseling materials to the student borrower at the student borrower?s last known address, or by sending written counseling materials to an email address provided by the student borrower that is not an email address associated with the school sending the counseling materials. Context: During our testing, we noted 4 instances in a sample of 61 students in which evidence of exit counseling and notification of exit counseling could not be provided by the College. Cause: Administrative oversight. Effect: Not providing the necessary information or performing exit counseling may result in penalties or sanctions from the Department of Education in addition to higher default rates. Recommendation: We recommend that the College implement procedures to ensure that borrowers who cease enrollment be notified of the need to complete exit counseling. Evidence of this counseling should be retained by the College. Views of Responsible Officials and Planned Corrective Actions: The Director of Financial Aid will ensure that all students who withdraw or drop below half-time school-hours will complete exit counseling. Enrollment reports will be reviewed, and the appropriate action will be taken. Students who withdraw will complete the exit counseling at the time of withdrawal. Students who withdraw with notification will be conducted by phone, email, and a certified letter with the steps to complete the exit counseling.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 43120 2022-001
    Significant Deficiency
  • 43121 2022-002
    Significant Deficiency
  • 619562 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $10.26M
84.063 Federal Pell Grant Program $3.33M
84.027 Special Education_grants to States $1.19M
84.425 Education Stabilization Fund $132,737
84.033 Federal Work-Study Program $113,497
84.007 Federal Supplemental Educational Opportunity Grants $107,201
93.859 Biomedical Research and Research Training $62,788
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $27,612
47.076 Education and Human Resources $25,353
84.376 Academic Competiveness Grants and National Science and Mathematics Access to Retain Talent (smart) Grants $4,000