Finding 61914 (2022-005)

Material Weakness
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-01-16

AI Summary

  • Core Issue: The Commission lacks adequate internal controls to ensure compliance with Housing Quality Standards (HQS) for annual inspections.
  • Impacted Requirements: The PHA must conduct annual inspections and maintain documentation as per HUD regulations.
  • Recommended Follow-Up: Implement processes to ensure proper documentation and compliance with HQS inspection requirements.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Title: Section 8 Project-Based Cluster Assistance Listing Number: 14.195/14.856 Federal Award Identification Number and Year: MD004 (various funding increments active during period 7/1/21-6/30/22) Award Period: July 1, 2021 through June 30, 2022 Type of Finding: ? Material Weakness in Internal Control over Compliance. ? Material Noncompliance (Modified Opinion) Criteria: PHA must inspect the unit leased to a family at least annually to determine if the unit meets Housing Quality Standards (HQS). The PHA must prepare a unit inspection report (24 CFR sections 880.612, 881.601, 882.516, 882.808(n), 883.701, 884.217, 886.123, and 886.323).). Condition: During our testing, we noted the Commission did not have adequate internal controls designed to ensure that HQS requirements were being met. Questioned costs: Unknown Context: Testing of 40 HCVP tenant files for annual inspection standards revealed that 37 files had the following exceptions: - 22 files did not have an annual inspection completed during or subsequent to the fiscal year - 15 files did not have an annual inspection that was completed within the 12-month fiscal period. Cause: The Commission does not have controls in place to ensure it is meeting HQS inspection requirements set by HUD. Effect: The Commission is not in compliance with program requirements over HQS inspections. Repeat Finding: Not a repeat. Recommendation: The Commission should implement processes to ensure that all proper documentation is being maintained for inspections of tenant residences. View of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

2022-005 Section 8 Project Based Cluster-PBRA/MOD Housing Quality Standards ? Assistance Listing No. 14.195 / 14.856 Context: Testing of 40 HCVP tenant files for annual inspection standards revealed the following: ? 22 files did not have an annual inspection completed during or subsequent to the fiscal year. ? 15 files did not have an annual inspection that was completed within the 12-month fiscal period. Recommendation: The Commission should implement processes to ensure that all proper documentation is being maintained for inspections of tenant residences. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: ? Property Management staff will be retrained on the unit inspection requirements to ensure that all inspections are documented and the that the completed executed signed inspection forms are scanned into the resident?s record in HOC?s Yardi system. ? Managers will review these actions and provide greater oversight to ensure that move-in and move-out inspections are performed for every unit upon lease signing and when residents vacate a unit. ? The Property Management and Maintenance Divisions will develop an annual inspection schedule ? The HOC Compliance Team will review inspections as part of the quality control review. Name(s) of the contact person(s) responsible for corrective action: Ellen Goff, Acting Director of Property Management/Darcel Cox, Chief Compliance Officer Planned completion date for corrective action plan: June 30, 2023

Categories

HUD Housing Programs Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 61898 2022-001
    Significant Deficiency
  • 61899 2022-002
    Significant Deficiency
  • 61900 2022-003
    Significant Deficiency
  • 61901 2022-001
    Significant Deficiency
  • 61902 2022-002
    Significant Deficiency
  • 61903 2022-003
    Significant Deficiency
  • 61904 2022-001
    Significant Deficiency
  • 61905 2022-002
    Significant Deficiency
  • 61906 2022-003
    Significant Deficiency
  • 61907 2022-001
    Significant Deficiency
  • 61908 2022-002
    Significant Deficiency
  • 61909 2022-003
    Significant Deficiency
  • 61910 2022-001
    Significant Deficiency
  • 61911 2022-002
    Significant Deficiency
  • 61912 2022-003
    Significant Deficiency
  • 61913 2022-004
    Material Weakness
  • 61915 2022-006
    Significant Deficiency
  • 61916 2022-004
    Material Weakness
  • 61917 2022-005
    Material Weakness
  • 61918 2022-006
    Significant Deficiency
  • 638340 2022-001
    Significant Deficiency
  • 638341 2022-002
    Significant Deficiency
  • 638342 2022-003
    Significant Deficiency
  • 638343 2022-001
    Significant Deficiency
  • 638344 2022-002
    Significant Deficiency
  • 638345 2022-003
    Significant Deficiency
  • 638346 2022-001
    Significant Deficiency
  • 638347 2022-002
    Significant Deficiency
  • 638348 2022-003
    Significant Deficiency
  • 638349 2022-001
    Significant Deficiency
  • 638350 2022-002
    Significant Deficiency
  • 638351 2022-003
    Significant Deficiency
  • 638352 2022-001
    Significant Deficiency
  • 638353 2022-002
    Significant Deficiency
  • 638354 2022-003
    Significant Deficiency
  • 638355 2022-004
    Material Weakness
  • 638356 2022-005
    Material Weakness
  • 638357 2022-006
    Significant Deficiency
  • 638358 2022-004
    Material Weakness
  • 638359 2022-005
    Material Weakness
  • 638360 2022-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.188 Housing Finance Agencies (hfa) Risk Sharing Program - (beginning Loan Balance) $323.76M
14.871 Section 8 Housing Choice Vouchers $128.31M
14.267 Continuum of Care Program $4.30M
14.195 Section 8 Housing Assistance Payments Program Special Allocations $4.22M
14.879 5-Year Mainstream Vouchers $1.94M
14.871 Section 8 Housing Choice Vouchers - Cares Funds $1.32M
93.086 Healthy Marriage Promotion and Responsible Fatherhood Grants $767,848
14.871 Section 8 Housing Choice Vouchers - Emergency Housing Vouchers $591,725
14.896 Family Self-Sufficiency Program $405,968
14.856 Lower Income Housing Assistance Program_section 8 Moderate Rehabilitation $400,412
97.036 Covid- 19 Disaster Grants - Public Assistance (presidentially Declared Disasters) $374,096
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $40,817
14.879 5-Year Mainstream Vouchers - Cares Funds $15,258
14.850 Public and Indian Housing $532