Finding 619105 (2022-001)

Significant Deficiency
Requirement
AB
Questioned Costs
-
Year
2022
Accepted
2023-06-26

AI Summary

  • Core Issue: There is a significant deficiency in internal controls over compliance related to salary charges for the U.S. Refugee Admissions Program.
  • Impacted Requirements: The Uniform Guidance mandates that salary charges must reflect actual work performed, not just budgeted amounts.
  • Recommended Follow-Up: Implement stronger controls for time and effort reporting to ensure accurate tracking of hours worked on each funding source.

Finding Text

COMPLIANCE SIGNIFICANT DEFICIENCY IN INTERNAL CONTROL OVER COMPLIANCE Federal Agency: U.S. Department of State Federal Program: U.S. Refugee Admissions Program ? ALN 19.510 Pass-Through Agency: HIAS, Inc. Pass-Through Numbers: RPFY2216 and APAFY2214 Award Period: October 1, 2021 to September 30, 2022 Type of Finding: Noncompliance ? Significant deficiency in Internal Control over Compliance Criteria - The Uniform Guidance requires charges to federal awards for salaries and wages be based on records that accurately reflect the work performed. The Organization is responsible for having internal controls to ensure compliance with this provision. Condition - Salaries and wages of certain employees totaling approximately $80,000 were charged or allocated to the major program based on the budget rather than actual time spent. Questioned Costs - Unknown Cause - Time and effort reporting did not capture the actual time worked on specific grants for certain employees. Effect - Because the actual time spent on the major program by certain employees was not maintained the major program could have been over or under charged by using the budgeted amount. Recommendation - We recommend the Organization implement controls over time and effort reporting such that the actual amount of time spent on each funding source is identified.

Categories

Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 42662 2022-001
    Significant Deficiency
  • 42663 2022-001
    Significant Deficiency
  • 619104 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
16.575 Crime Victim Assistance $541,466
19.510 U.s. Refugee Admissions Program $443,490
93.567 Refugee and Entrant Assistance_voluntary Agency Programs $439,194
93.576 Refugee and Entrant Assistance_discretionary Grants $347,980
93.566 Refugee and Entrant Assistance_state Administered Programs $223,075
84.365 English Language Acquisition State Grants $145,542
97.010 Citizenship Education and Training $123,250
93.604 Assistance for Torture Victims $84,572
97.024 Emergency Food and Shelter National Board Program $59,000
16.524 Legal Assistance for Victims $41,868