Finding 618602 (2022-008)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-05-15

AI Summary

  • Core Issue: The Authority failed to submit the annual audit and budget on time, violating USDA requirements.
  • Impacted Requirements: The Authority did not meet the deadlines of 150 days for the audit and 30 days for the budget submission.
  • Recommended Follow-Up: Establish controls to ensure timely compliance with USDA reporting requirements.

Finding Text

U.S. Department of Agriculture Federal Financial Assistance Listing #10.766 Community Facilities Loans and Grants Cluster Reporting Significant Deficiency in Internal Control Over Compliance and Noncompliance Not Considered Material Criteria: Section 14 of the Letter of Conditions associated with the program requires the Authority to submit the annual audit within 150 days after year end of the fiscal year and the proposed operating budget and rate schedule for the upcoming fiscal year, 30 days prior to the end of the fiscal year. Condition: The Authority did not file the annual financial audit within 150 days after the end of the fiscal year. Also, the Authority did not submit an operating budget and rate schedule 30 days prior to the beginning of the new fiscal year. Cause: The Authority did not have any controls in place to ensure timely reporting with the USDA. Effect: This resulted in the Authority being out of compliance with the Letter of Conditions. Questioned Costs: None reported Repeat Finding from Prior Years: No Context: No sampling was performed. Recommendation: It is recommended that the Authority establish controls to ensure timely reporting with the USDA based on the requirements outlined in the Letter of Conditions. Views of Responsible Officials: We agree with the auditor?s recommendation.

Categories

Reporting Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 42159 2022-007
    Material Weakness
  • 42160 2022-008
    Significant Deficiency
  • 618601 2022-007
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.766 Community Facilities Loans and Grants $2.44M
93.697 Covid-19 Testing and Mitigation for Rural Health Clinics $66,943
93.461 Hrsa Covid-19 Claims Reimbursement for the Uninsured Program and the Covid-19 Coverage Assistance Fund $16,892