Finding 61820 (2022-005)

Material Weakness
Requirement
A
Questioned Costs
-
Year
2022
Accepted
2023-05-23
Audit: 54452
Organization: Town of Yoder, Wyoming (WY)

AI Summary

  • Core Issue: The Town of Yoder lacks proper internal controls for managing federal awards, leading to potential mismanagement.
  • Impacted Requirements: Failure to comply with 2 CFR section 200.303, which mandates internal controls for federal award management.
  • Recommended Follow-Up: Establish a review process for expenditures and ensure all reimbursement requests are approved before submission.

Finding Text

Criteria The 2 CFR section 200.303 requires that non-federal entities receiving federal awards establish and maintain internal control over the federal awards that provides reasonable assurance that the non-federal entity is managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards. Condition The Town of Yoder, Wyoming did not have procedures to identify miscodings, inappropriate cost transfers, budget overages, segregation of duties concerns, and unauthorized payments. The Town of Yoder, Wyoming did not have procedures to review invoices, cost allocations, efforts of personnel, fringe benefits and indirect charges for allowability, adherence to cost principles, accuracy, and completeness. There was no evidence the reimbursement requests were reviewed and approved prior to submission. Cause The Town of Yoder, Wyoming does not have an internal control system designed to review account coding for expenditures and review and approval of reimbursement requests to the awarding agency. Effect or Potential Effect There is an increased risk of unallowable costs being charged to grants. Questioned Costs This finding does not result in questioned costs. Context This was identified through inquiry of management and review of all the invoices and supporting documentations. Recommendation We recommend the Town of Yoder, Wyoming implement a review process to ensure all expenditures are eligible expenditures and review, approval, and monitoring of reimbursement requests to awarding agency.

Corrective Action Plan

Proposed Completion Date: June 30, 2023

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 61821 2022-006
    Material Weakness
  • 638262 2022-005
    Material Weakness
  • 638263 2022-006
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.760 Water and Waste Disposal Systems for Rural Communities $779,257
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $672,433
10.766 Community Facilities Loans and Grants $39,000
97.067 Homeland Security Grant Program $37,000
21.027 Coronavirus State and Local Fiscal Recovery Funds $26,710