Finding 615949 (2022-004)

Significant Deficiency
Requirement
F
Questioned Costs
-
Year
2022
Accepted
2023-03-27
Audit: 34125
Auditor: Accuity LLC

AI Summary

  • Core Issue: The District did not obtain required prior approval for capital expenditures related to the ESSER grant.
  • Impacted Requirements: Capital expenditures must be approved by the Executive Director or the pass-through entity before being charged to the grant.
  • Recommended Follow-up: Review and reinforce controls over grant expenditures with staff to ensure compliance is properly monitored.

Finding Text

2022-004 The District did not get prior approval for capital expenditures under the major program as required. Criteria Capital expenditures are subject to prior approval by the ED or the pass-through entity (for ESSER grant expenditures). The District should have controls in place to identify and ensure compliance with grant requirements relating to specific purchases. Condition During audit testing, playground equipment was found to have been expensed to the grant, without prior approval as required. Upon identification by audit staff, the expenditures were moved via client journal entry to a non-grant fund, however the control over compliance did not operate appropriately to identify that there was approval needed prior to expensing. Cause Controls not operating as designed Effect Potential for ineligible grant expenses Questioned Costs None (expenses were removed from grant fund via client journal entry) Prevalence Non-systemic Recommendations We recommend a review of controls over grant expenditures with all staff to ensure controls over compliance are operating as designed.

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring Eligibility Equipment & Real Property Management

Other Findings in this Audit

  • 39507 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $3.03M
10.555 National School Lunch Program $1.21M
84.010 Title I Grants to Local Educational Agencies $905,123
84.027 Special Education_grants to States $646,220
10.553 School Breakfast Program $432,421
84.367 Improving Teacher Quality State Grants $92,732
84.424 Student Support and Academic Enrichment Program $50,077
10.582 Fresh Fruit and Vegetable Program $40,613
84.048 Career and Technical Education -- Basic Grants to States $33,313
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $17,414
10.579 Child Nutrition Discretionary Grants Limited Availability $13,000
12.010 Youth Conservation Services $5,937
10.649 Pandemic Ebt Administrative Costs $3,063