Finding 615733 (2022-001)

Significant Deficiency
Requirement
H
Questioned Costs
-
Year
2022
Accepted
2022-11-01
Audit: 38064
Auditor: Hogantaylor LLP

AI Summary

  • Core Issue: Tulsa Performing Arts Center lacks internal controls to ensure grant charges are reported accurately within the required timeframes.
  • Impacted Requirements: Charges may be recorded outside the designated spending periods for the Covid-19 Shuttered Venue Operators Grant.
  • Recommended Follow-Up: Management should review and document each grant charge to confirm it falls within the correct period of performance.

Finding Text

Item 2022-001 ? Period of Performance: Lack of internal controls Federal Program ? U.S. Small Business Administration Covid-19-Shuttered Venue Operators Grant Program CFDA Number ? 59.075 Significant deficiency Criteria: Recipients that receive an initial SVOG award will be able to spend award funds over a 12-month period after the award issuance date for eligible and allowable costs incurred between March 1, 2020, and December 31, 2021. Recipients that receive a supplemental award will be able to spend all award funds (both initial and supplemental phase awards) received over an 18-month period after the initial phase award issuance date for eligible and allowable costs incurred between March 1, 2020, and June 30, 2022 (Eligible Cost Period). Condition/context: It was identified that Tulsa Performing Arts Center lacked sufficient controls to ensure the items charged to the grant were accurately reported in the correct period in accordance with grant requirements. Cause: Tulsa Performing Arts Center lacked sufficient controls for period of performance. Effect: Charges could have occurred outside of the period of performance and charged to the grant. Recommendation: Each charge to the grant should be reviewed by management to ensure the expenditure was incurred in the period of performance and such review must be documented. View of responsible officials: Management's response is reported in "Management's Views and Corrective Action Plan" at the end of this report.

Categories

Allowable Costs / Cost Principles HUD Housing Programs Period of Performance Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 39291 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
59.075 Shuttered Venue Operators Grant Program $2.07M