Finding 614931 (2022-006)

Material Weakness
Requirement
AB
Questioned Costs
$1
Year
2022
Accepted
2023-09-24

AI Summary

  • Core Issue: Management made multiple reporting errors in the HRSA PRF portal, leading to incorrect information submission.
  • Impacted Requirements: Key data, including fiscal year audit status and grant amounts, were not reported as required by the CARES Act PRF program.
  • Recommended Follow-Up: Management should enhance internal controls and revise reporting processes to ensure compliance with all federal award requirements.

Finding Text

FINDING 2022-006 Federal program Federal Assistance Listing Number 93.498 U.S. Department of Health and Human Services COVID-19 Provider Relief Fund COVID-19 Provider Relief Fund and American Rescue Plan (ARP) Rural Distribution Activities Allowed or Unallowed and Allowable Costs/Cost Principles and Reporting Material Weakness in Internal Control over Compliance and Material Noncompliance Criteria The terms and conditions of the CARES Act PRF program require responses and or other informational data to be reported during the completion of the HRSA PRF reporting portal. Condition During the process of completing the HRSA PRF reporting form, various reporting errors were made. Cause Management was unaware of certain data required to be reported and misinterpreted other sections during the completion of the PRF reporting portal.Effect Management reported incorrect information in certain sections of the PRF reporting portal. Questioned costs None. Perspective/Context Management made the following reporting errors when reporting information in the PRF reporting portal: ? Management did not mark fiscal year 2022 as subject to Single Audit and that PRF payments would be included in the audit. ? The Hospital received two grants from the State of Kansas to be used towards COVID-19 expenses that were not reported in the Other Assistance section of the PRF reporting portal. A $103,000 grant should have been reported in quarter 2, 2022 and a $257,366 grant should have been reported in quarter 4, 2022. ? Total revenue/net charges from patient care were not reported for quarters 1 and 2 of fiscal year 2021. ? Management used an excel workbook to record and track various cost items that appear to be allowable under the program terms and conditions but did not report any amounts in the unreimbursed expenses section of the HRSA PRF reporting form. Recommendation We recommend management review its current internal controls over federal award compliance and revise its processes to ensure that all required information in reported correctly. Views of responsible officials and planned corrective actions Management agrees with the noted finding. We will review our current reporting processes and internal controls over PRF reporting to ensure all future reporting requirements are met.

Categories

Questioned Costs Allowable Costs / Cost Principles Material Weakness Reporting

Other Findings in this Audit

  • 38488 2022-005
    Material Weakness
  • 38489 2022-006
    Material Weakness
  • 38490 2022-007
    Material Weakness
  • 38491 2022-008
    Material Weakness
  • 614930 2022-005
    Material Weakness
  • 614932 2022-007
    Material Weakness
  • 614933 2022-008
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.498 Provider Relief Fund $702,434
93.697 Covid-19 Testing for Rural Health Clinics $100,000
93.461 Covid-19 Testing for the Uninsured $12,693
93.301 Small Rural Hospital Improvement Grant Program $6,750