Finding 614659 (2022-001)

Significant Deficiency Repeat Finding
Requirement
A
Questioned Costs
$1
Year
2022
Accepted
2023-03-28

AI Summary

  • Core Issue: The Housing Authority of Lake City has incurred $263,754 in unallowable costs due to poor cash management and untimely reimbursements between programs.
  • Impacted Requirements: Failure to manage inter-program cash advances has resulted in unallowable costs for the Section 8 HAP, N/C S/R Section 8, and Housing Choice Voucher programs.
  • Recommended Follow-Up: Continue reconciling accounts and implement strict budgeting procedures to ensure timely repayments and reduce liabilities between programs.

Finding Text

2022-001 ALN 14.871 ? Housing Voucher Cluster ? Activities Allowed or Unallowed Condition and Criteria: The Housing Authority of Lake City operates several distinct programs. Allocated expenses are paid from the multi-family housing fund and reimbursed using inter-program accounts. Reimbursement between programs was not made timely and has caused an increase in inter-program receivables and payables over time. Cash management is the process of managing the Housing Authority (PHA) to optimize its use of funds. This process involves the timing of receipts and disbursements to assure the availability of funds to meet expenditures and to maximize the yield from the investment of temporary surplus funds. The Authority incurred unallowable cost for the inter-program balances between the Section 8 HAP (?Multi-family?) program, N/C S/R Section 8 program and Housing Choice Voucher program due to poor cash management controls. Amount of Questioned Costs: $263,754, resulting in unallowable costs created over years. Context: The Authority?s prior management failed to ensure inter-program advances were reimbursed properly and timely. Costs assigned to the Multi-family program, N/C S/R Section 8 program, or Housing Choice Voucher program could be unallowable and/or unreasonable. Current management has made significant strides to improve the financial status and appropriately addressed the financial status of the Housing Authority. Thus, the amount of questioned costs has significantly decreased from prior years. Cause: Inter-program cash advances from Multi-family Housing to the N/C S/R Section 8 program and the Housing Choice Voucher program were not reimbursed properly or timely and continued to accumulate over the years due to prior management?s lack of internal controls. Effect: The Multi-family (post conversion to RAD) program is due $85,804 from the N/R S/R Section 8 program and $177,950 from the Housing Choice Voucher program resulting in unallowable costs created over years. Auditor?s Recommendation: The Housing Authority must continue reconciling accounts for the N/C S/R Section 8 program or Housing Choice Voucher program to pay down its liability to the Multi-family program. Timely repayment of cash advances from one program to the other when costs are allocated between programs. Strict budgeting procedures must be set in place to allow the programs to replenish reserves. Grantee Response: In 2021, the Authority was instructed by Keith Landrum of the Columbia, South Carolina HUD Field Office to stop making payments until the matter could be further investigated to see what amounts, if any, are still owed. Management will continue to monitor budgets to ensure that funds are adequate. Management has and will continue to make budget revisions to reduce unessential operating costs. The Authority has designed and implemented a Board approved formal repayment agreement.

Categories

Questioned Costs HUD Housing Programs Allowable Costs / Cost Principles Cash Management

Other Findings in this Audit

  • 38217 2022-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $1.56M
14.195 Section 8 Housing Assistance Payments Program $1.55M
14.182 Section 8 New Construction and Substantial Rehabilitation $741,955