Finding 614397 (2022-001)

Significant Deficiency
Requirement
A
Questioned Costs
-
Year
2022
Accepted
2023-04-10
Audit: 28417
Auditor: Allan Liu CPA

AI Summary

  • Core Issue: Burbank Orchards, Inc. released funds from the replacement reserve without proper approval, violating HUD requirements.
  • Impacted Requirements: The organization must submit the HUD-9250 form and obtain signed approval before accessing reserve funds.
  • Recommended Follow-Up: Implement new procedures for tracking approvals and ensure all requests are reviewed by management before fund transfers.

Finding Text

CONTROL DEFICIENCIES- NON-MATERIAL WEAKNESSES SIGNIFICANT DEFICIENCIES 2022-001 Authorized replacement reserve. Condition: Burbank Orchards, Inc. did not submit the Funds Authorization form HUD-9250 and all the required information and receive signed approval, prior to releasing amounts from the replacement reserve bank account. Criteria: Burbank Orchards, Inc. is required to submit the Funds Authorization form HUD-9250 and all the required information and receive signed approval, prior to releasing amounts from the replacement reserve bank account. Cause: Burbank Orchards? property management did not follow the required actions to properly complete and submit the Funds Authorization HUD form-9250 and receive signed approval as required. Effect: Because of the of the releasing of amounts from the replacement reserve prior to receiving signed approval on the Funds Authorization form HUD-9250, the U.S. Department of Housing and Urban Development may take action corrective action against Burbank Orchard, Inc. Recommendations: Burbank Orchards, Inc. must take steps to ensure that they submit the Funds Authorization form HUD-9250 and all the required information and receive signed approval, prior to releasing amounts from the replacement reserve bank account. Views of the responsible officials and planned corrective actions: We concur with the above finding and this finding has been reviewed and studied for the purpose of ensuring this does not take place in the future. Additional controls/procedures will be in place to ensure this does not happen in the future are as follows: ? All requests will be prepared by the Community manager and submitted to accounting for copies of invoices, checks, etc. ? Once all supporting documents are obtained, the HUD form 9250 will be prepared, and reviewed by Assistant Director and submitted to HUD for approval along with all documentation. ? A tracking sheet will be used to track the submission and the approval, with appropriate follow up. ? Once approval from HUD is received the entire packet will be submitted for review by ownership/Board, along with the HUD approval. The board will provide written approval of the transfer. ? Only after the Board has reviewed and provided written approval, will funds be transferred from the Replacement Reserve account over to the operating account.

Categories

HUD Housing Programs Material Weakness

Other Findings in this Audit

  • 37955 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $1.43M
14.195 Section 8 Housing Assistance Payments Program $544,421